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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$112M -$13.6M -136,990 -11%
LPL Financial
2
LPL Financial
California
$81.9M -$2.04M -20,552 -2%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$46.3M -$505K -5,093 -1%
Wells Fargo
4
Wells Fargo
California
$46.1M -$10.5M -106,016 -18%
UBS Group
5
UBS Group
Switzerland
$42.3M -$1.75M -17,622 -4%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$25.6M +$2.69M +27,134 +12%
Bank of America
7
Bank of America
North Carolina
$24.3M -$3.06M -30,923 -11%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$20.6M -$895K -9,038 -4%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$15.1M +$2.38M +24,020 +18%
First Trust Advisors
10
First Trust Advisors
Illinois
$12.7M -$3.56M -35,957 -22%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$11.8M -$2.87M -28,992 -19%
Truist Financial
12
Truist Financial
North Carolina
$10.6M -$102K -1,025 -0.9%
FPWM
13
FSB Premier Wealth Management
Iowa
$9.55M -$593K -5,983 -6%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$9.04M +$4.26M +43,014 +87%
Osaic Holdings
15
Osaic Holdings
Arizona
$8.89M -$383K -3,871 -4%
KAS
16
Kestra Advisory Services
Texas
$8.58M +$3.23M +32,588 +59%
DADC
17
D.A. Davidson & Co
Montana
$7.87M -$222K -2,246 -3%
AWM
18
AE Wealth Management
Kansas
$7.25M +$6.45M +65,102 +717%
RJA
19
Raymond James & Associates
Florida
$6.28M -$4.84M -48,897 -43%
MML Investors Services
20
MML Investors Services
Massachusetts
$6.08M -$111K -1,116 -2%
HI
21
Harbour Investments
Wisconsin
$6.07M +$6.15M +62,108 New
AAS
22
Avantax Advisory Services
Texas
$6.01M -$1.69M -17,037 -22%
Stifel Financial
23
Stifel Financial
Missouri
$5.94M -$821K -8,292 -12%
IWM
24
IHT Wealth Management
Illinois
$5.54M -$168K -1,700 -3%
GIA
25
Gladstone Institutional Advisory
Florida
$5.49M +$24.2K +244 +0.4%
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