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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$106M +$8.42M +132,698 +9%
Wells Fargo
2
Wells Fargo
California
$62.4M +$2.12M +33,400 +4%
UBS Group
3
UBS Group
Switzerland
$52.1M -$2.02M -31,827 -4%
LPL Financial
4
LPL Financial
California
$37.6M +$2.52M +39,729 +8%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$30.4M +$2.08M +32,724 +8%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$29.7M +$7.39M +116,403 +36%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$27M +$3.02M +47,555 +13%
Bank of America
8
Bank of America
North Carolina
$26.6M +$4.04M +63,619 +19%
PI
9
PFS Investments
Georgia
$22.8M +$4.3M +67,801 +25%
First Trust Advisors
10
First Trust Advisors
Illinois
$16.8M +$3.36M +52,899 +27%
CCA
11
Clearwater Capital Advisors
Illinois
$15M -$1.37M -21,639 -9%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$11.5M +$19.2K +303 +0.2%
RJA
13
Raymond James & Associates
Florida
$11.1M -$726K -11,444 -6%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$10.5M -$296K -4,660 -3%
AG
15
Advisor Group
Arizona
$9.78M +$2.41M +38,030 +35%
MML Investors Services
16
MML Investors Services
Massachusetts
$7.22M +$592K +9,328 +9%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$5.87M +$851K +13,409 +18%
DADC
18
D.A. Davidson & Co
Montana
$5.81M +$204K +3,221 +4%
Stifel Financial
19
Stifel Financial
Missouri
$5.42M -$274K -4,321 -5%
FAAS
20
First Allied Advisory Services
California
$5.37M -$3.9M -61,464 -43%
IWM
21
IHT Wealth Management
Illinois
$5.29M +$128K +2,025 +3%
HI
22
Horizon Investments
North Carolina
$5.13M +$598K +9,424 +14%
WI
23
Wintrust Investments
Illinois
$4.95M +$245K +3,857 +6%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$4.88M +$180K +2,839 +4%
SCA
25
Snowden Capital Advisors
New York
$4.87M +$204K +3,217 +5%
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