Advisor Group’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

Advisor Group’s Portfolio FTC Stock Details FTC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$14.6M	Buy	200,751 +15,355	+8%	+$1.09M	0.1%	182
2019 Q3	$13M	Buy	185,396 +20,876	+13%	+$1.48M	0.1%	194
2019 Q2	$11.6M	Buy	164,520 +18,448	+13%	+$1.26M	0.09%	200
2019 Q1	$9.78M	Buy	146,072 +38,030	+35%	+$2.41M	0.08%	216
2018 Q4	$6.19M	Buy	108,042 +35,788	+50%	+$2.22M	0.06%	265
2018 Q3	$5.08M	Buy	72,254 +45,419	+169%	+$3.12M	0.05%	318
2018 Q2	$1.77M	Buy	26,835 +3,521	+15%	+$231K	0.02%	594
2018 Q1	$1.49M	Buy	23,314 +2,397	+11%	+$155K	0.02%	676
2017 Q4	$1.28M	Buy	20,917 +409	+2%	+$24.5K	0.02%	747
2017 Q3	$1.18M	Sell	20,508 -505	-2%	-$28.2K	0.02%	721
2017 Q2	$1.15M	Buy	21,013 +1,407	+7%	+$75.8K	0.02%	681
2017 Q1	$1.03M	Sell	19,606 -3,540	-15%	-$183K	0.02%	695
2016 Q4	$1.14M	Sell	23,146 -3,922	-14%	-$193K	0.03%	609
2016 Q3	$1.37M	Sell	27,068 -5,411	-17%	-$275K	0.03%	528
2016 Q2	$1.62M	Buy	+32,479	New	+$1.58M	0.04%	443

Other funds holding FTC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

PFS Investments Duluth, Georgia $6.12B AUM 12.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Advisor Group's FTC Position: Q4 2019 in Review

Advisor Group increased its First Trust Large Cap Growth AlphaDEX Fund (FTC) stake by 8.3% in Q4 2019, buying an estimated $1.09M and bringing the position to 200,751 shares worth $14.6M. The position accounts for 0.1% of the portfolio, ranked #182.

Advisor Group first reported a position in FTC in Q2 2016 and has held it in 15 quarters since. 128 funds tracked by Wall St. Rank hold FTC as of Q4 2019.

Advisor Group held 200,751 shares of First Trust Large Cap Growth AlphaDEX Fund worth $14.6M as of Q4 2019.
Advisor Group bought 15,355 First Trust Large Cap Growth AlphaDEX Fund shares in Q4 2019, an estimated $1.09M.
First Trust Large Cap Growth AlphaDEX Fund made up 0.1% of Advisor Group's portfolio in Q4 2019, its #182 holding.
Advisor Group first reported a position in First Trust Large Cap Growth AlphaDEX Fund in Q2 2016 and has held it in 15 quarters since.
128 funds tracked by Wall St. Rank held First Trust Large Cap Growth AlphaDEX Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.