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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$103M -$207K -2,190 -0.2%
LPL Financial
2
LPL Financial
California
$102M +$4.07M +43,029 +4%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$47.2M -$1.16M -12,264 -3%
Wells Fargo
4
Wells Fargo
California
$38.8M +$7.24M +76,633 +25%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$35.9M +$2.58M +27,338 +8%
UBS Group
6
UBS Group
Switzerland
$29.5M -$5.3M -56,009 -16%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$22.1M -$8.55M -90,437 -29%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$21.6M -$14.6M -154,174 -42%
Bank of America
9
Bank of America
North Carolina
$17.3M -$1.53M -16,158 -9%
Osaic Holdings
10
Osaic Holdings
Arizona
$13.5M +$784K +8,295 +7%
AT
11
Arden Trust
Delaware
$12.7M +$434K +4,590 +4%
Stifel Financial
12
Stifel Financial
Missouri
$9.06M -$587K -6,207 -6%
KWM
13
Kingsview Wealth Management
Oregon
$8.28M -$56.2K -594 -0.7%
RJA
14
Raymond James & Associates
Florida
$8.24M -$1.32M -13,980 -15%
USCWA
15
U.S. Capital Wealth Advisors
Texas
$7.84M +$145K +1,533 +2%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$7.11M -$2.43M -25,728 -27%
AWS
17
Atria Wealth Solutions
New York
$7.01M -$4.65M -49,205 -42%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$7M -$1.88M -19,896 -22%
AAS
19
Avantax Advisory Services
Texas
$6.81M +$316K +3,340 +5%
IWC
20
Integrated Wealth Concepts
Massachusetts
$6.72M +$486K +5,143 +8%
SCA
21
Snowden Capital Advisors
New York
$6.21M -$128K -1,351 -2%
DADC
22
D.A. Davidson & Co
Montana
$5.99M -$663K -7,010 -11%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$5.33M +$1.06M +11,220 +27%
CAS
24
Coppell Advisory Solutions
Texas
$5.1M -$187K -1,983 -4%
BBL
25
Beck Bode LLC
Massachusetts
$4.91M -$10.1K -107 -0.2%
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