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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$104M +$1.93M +16,075 +2%
LPL Financial
2
LPL Financial
California
$92.8M -$9.66M -80,353 -10%
Wells Fargo
3
Wells Fargo
California
$50.3M +$2.15M +17,853 +5%
UBS Group
4
UBS Group
Switzerland
$32M -$355K -2,954 -1%
First Trust Advisors
5
First Trust Advisors
Illinois
$24.1M -$2.98M -24,788 -11%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$22.7M +$272K +2,259 +1%
KWM
7
Kingsview Wealth Management
Oregon
$22.2M +$4.69K +39 +0%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$21.2M -$913K -7,593 -4%
Bank of America
9
Bank of America
North Carolina
$20M +$90.1K +749 +0.5%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$16.4M -$1.86M -15,436 -10%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$15.4M -$559K -4,650 -4%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$14.7M -$99.8K -830 -0.7%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$13.6M -$33.2K -276 -0.2%
RJA
14
Raymond James & Associates
Florida
$12.6M -$454K -3,779 -4%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$12.4M -$793K -6,597 -6%
USCWA
16
U.S. Capital Wealth Advisors
Texas
$10.6M +$1.06M +8,776 +11%
AAS
17
Avantax Advisory Services
Texas
$7.25M -$934K -7,766 -12%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$6.16M +$3.73M +31,028 +161%
DADC
19
D.A. Davidson & Co
Montana
$6.12M -$251K -2,088 -4%
Stifel Financial
20
Stifel Financial
Missouri
$5.68M -$766K -6,374 -12%
CI
21
CX Institutional
Indiana
$5.39M -$547K -4,553 -9%
AssetMark Inc
22
AssetMark Inc
California
$4.87M +$683K +5,676 +17%
WWM
23
Western Wealth Management
Colorado
$4.8M -$621K -5,167 -12%
IA
24
IFP Advisors
Florida
$4.55M -$72.9K -606 -2%
IWM
25
IHT Wealth Management
Illinois
$4.34M -$262K -2,181 -6%
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