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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$93.1M +$1.8M +38,000 +2%
Wells Fargo
2
Wells Fargo
California
$33.5M +$9.96M +209,806 +44%
UBS Group
3
UBS Group
Switzerland
$33.4M +$5.99M +126,260 +23%
Bank of America
4
Bank of America
North Carolina
$19M -$1.6M -33,758 -8%
LPL Financial
5
LPL Financial
California
$16.7M +$2.95M +62,092 +22%
Goldman Sachs
6
Goldman Sachs
New York
$13.4M +$7.66M +161,458 +143%
Ameriprise
7
Ameriprise
Minnesota
$6.28M +$4.51M +95,027 +279%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$4.23M +$902K +19,012 +28%
CA
9
Cetera Advisors
Colorado
$4.03M -$40.8K -860 -1%
HI
10
Horizon Investments
North Carolina
$4.03M +$3.93M +82,778 New
HFS
11
HL Financial Services
Kentucky
$3.6M -$35.8K -755 -1%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.96M -$1.36M -28,632 -32%
FAAS
13
First Allied Advisory Services
California
$2.73M +$624K +13,160 +31%
AIG
14
American International Group
New York
$2.17M +$82.7K +1,743 +4%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.99M +$560K +11,802 +41%
RJA
16
Raymond James & Associates
Florida
$1.75M +$249K +5,238 +17%
Stifel Financial
17
Stifel Financial
Missouri
$1.65M +$130K +2,733 +9%
Citigroup
18
Citigroup
New York
$1.37M +$820K +17,270 +158%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$1.25M +$1.19M +25,088 +5,018%
AIM
20
Advantage Investment Management
Iowa
$1.21M +$1.18M +24,774 New
First Trust Advisors
21
First Trust Advisors
Illinois
$947K -$396K -8,339 -30%
FHC
22
First Heartland Consultants
Missouri
$934K +$332 +7 +0%
BTS
23
BB&T Securities
Virginia
$804K +$111K +2,340 +16%
CS
24
Comerica Securities
Michigan
$562K -$79K -1,665 -13%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$551K +$28.6K +603 +6%
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