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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$105M -$1.08M -15,215 -1%
Wells Fargo
2
Wells Fargo
California
$69.7M +$4.26M +60,075 +6%
UBS Group
3
UBS Group
Switzerland
$47.6M -$3.03M -42,694 -6%
LPL Financial
4
LPL Financial
California
$46.8M +$4.61M +64,954 +11%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$46.2M +$8.62M +121,624 +23%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$33.8M +$380K +5,360 +1%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$29.3M +$2.52M +35,563 +9%
PI
8
PFS Investments
Georgia
$27.5M +$1.56M +21,937 +6%
Bank of America
9
Bank of America
North Carolina
$23.1M -$548K -7,732 -2%
First Trust Advisors
10
First Trust Advisors
Illinois
$18.6M +$516K +7,275 +3%
AG
11
Advisor Group
Arizona
$13M +$1.48M +20,876 +13%
CCA
12
Clearwater Capital Advisors
Illinois
$12.2M -$1.95M -27,561 -14%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$12.1M -$477K -6,726 -4%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$10.9M +$52.5K +740 +0.5%
RJA
15
Raymond James & Associates
Florida
$10.8M -$682K -9,621 -6%
FAAS
16
First Allied Advisory Services
California
$8.08M +$2.35M +33,090 +40%
GIA
17
Gladstone Institutional Advisory
Florida
$7.46M +$2.44M +34,465 +48%
DADC
18
D.A. Davidson & Co
Montana
$7.22M +$691K +9,742 +10%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$7.08M +$227K +3,204 +3%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$6.98M +$180K +2,537 +3%
MML Investors Services
21
MML Investors Services
Massachusetts
$6.97M -$508K -7,161 -7%
IA
22
IFP Advisors
Florida
$6.18M +$6.31M +89,055 New
HI
23
Horizon Investments
North Carolina
$5.74M -$34.1K -481 -0.6%
Stifel Financial
24
Stifel Financial
Missouri
$5.69M +$972K +13,708 +20%
SCA
25
Snowden Capital Advisors
New York
$5.11M +$28.6K +404 +0.6%
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