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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$124M -$1.02M -9,907 -0.9%
LPL Financial
2
LPL Financial
California
$99M +$6.5M +63,000 +8%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$52.8M +$774K +7,494 +2%
Wells Fargo
4
Wells Fargo
California
$50.7M -$1.06M -10,261 -2%
UBS Group
5
UBS Group
Switzerland
$48M +$484K +4,692 +1%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$30M +$1.13M +10,914 +4%
Bank of America
7
Bank of America
North Carolina
$28.2M +$887K +8,594 +3%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$22.4M -$657K -6,361 -3%
First Trust Advisors
9
First Trust Advisors
Illinois
$20.7M +$6.06M +58,693 +45%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$16.1M -$847K -8,203 -5%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$15M +$1.6M +15,483 +13%
Truist Financial
12
Truist Financial
North Carolina
$12.3M +$283K +2,738 +3%
KAS
13
Kestra Advisory Services
Texas
$11.1M +$1.34M +12,986 +15%
Osaic Holdings
14
Osaic Holdings
Arizona
$10.2M +$267K +2,589 +3%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$9.9M -$249K -2,413 -3%
FPWM
16
FSB Premier Wealth Management
Iowa
$9.46M -$1.2M -11,594 -12%
DADC
17
D.A. Davidson & Co
Montana
$8.94M +$87.8K +850 +1%
AWM
18
AE Wealth Management
Kansas
$7.12M -$959K -9,290 -13%
RJA
19
Raymond James & Associates
Florida
$6.83M -$207K -2,002 -3%
HI
20
Harbour Investments
Wisconsin
$6.61M -$197K -1,909 -3%
AAS
21
Avantax Advisory Services
Texas
$6.56M -$183K -1,776 -3%
IA
22
IFP Advisors
Florida
$6.18M +$83.7K +811 +1%
IWM
23
IHT Wealth Management
Illinois
$6.15M -$75.1K -727 -1%
Stifel Financial
24
Stifel Financial
Missouri
$5.11M -$1.47M -14,235 -23%
CAN
25
Cetera Advisor Networks
California
$4.82M +$352K +3,407 +8%
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