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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$87.1M +$10.5M +233,895 +14%
UBS Group
2
UBS Group
Switzerland
$26M +$25.1M +559,661 New
SAM
3
Shamrock Asset Management
Texas
$25.1M -$4.83M -107,660 -17%
Wells Fargo
4
Wells Fargo
California
$22.2M +$8.82M +196,730 +70%
HA
5
Hays Advisory
Tennessee
$22M -$1.2M -26,838 -5%
Bank of America
6
Bank of America
North Carolina
$19.7M +$3.17M +70,619 +20%
LPL Financial
7
LPL Financial
California
$13.2M +$147K +3,285 +1%
FHA
8
First Horizon Advisors
Tennessee
$8.28M -$883K -19,695 -10%
Goldman Sachs
9
Goldman Sachs
New York
$5.25M +$2.27M +50,719 +82%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.16M +$2.83M +63,010 +238%
SPC
11
Sigma Planning Corp
Michigan
$3.9M +$3.76M +83,916 New
CA
12
Cetera Advisors
Colorado
$3.89M +$190K +4,233 +5%
CAN
13
Cetera Advisor Networks
California
$3.61M +$3.48M +77,615 New
HFS
14
HL Financial Services
Kentucky
$3.47M +$290K +6,459 +9%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$3.15M +$564K +12,575 +23%
Deutsche Bank
16
Deutsche Bank
Germany
$3.04M +$1.02M +22,645 +53%
VFS
17
VSR Financial Services
Kansas
$2.5M +$1.25M +27,816 +107%
FAAS
18
First Allied Advisory Services
California
$2M +$67K +1,495 +4%
AIG
19
American International Group
New York
$1.99M -$86.7K -1,933 -4%
Ameriprise
20
Ameriprise
Minnesota
$1.58M +$489K +10,913 +47%
Stifel Financial
21
Stifel Financial
Missouri
$1.45M +$484K +10,783 +53%
RJA
22
Raymond James & Associates
Florida
$1.42M -$582K -12,970 -30%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$1.35M -$1.59M -35,491 -55%
First Trust Advisors
24
First Trust Advisors
Illinois
$1.29M -$501K -11,172 -29%
VAM
25
Visionary Asset Management
Texas
$1M +$96.7K +2,156 +11%
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