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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$88.4M +$1.67M +18,057 +2%
LPL Financial
2
LPL Financial
California
$85.8M +$5.15M +55,529 +6%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$43.5M +$2.72M +29,371 +7%
UBS Group
4
UBS Group
Switzerland
$31.3M -$243K -2,620 -0.8%
Wells Fargo
5
Wells Fargo
California
$28.4M -$2.7M -29,111 -9%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$28.2M +$1.73M +18,616 +6%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$21.8M +$5.19M +56,002 +31%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$17.4M +$392K +4,224 +2%
Bank of America
9
Bank of America
North Carolina
$17M -$2.57M -27,704 -13%
Osaic Holdings
10
Osaic Holdings
Arizona
$10.5M -$103K -1,115 -1%
AWS
11
Atria Wealth Solutions
New York
$10.5M -$490K -5,287 -4%
RJA
12
Raymond James & Associates
Florida
$9.7M +$3.86M +41,681 +65%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$9.59M +$4.21M +45,454 +76%
Stifel Financial
14
Stifel Financial
Missouri
$8.63M +$3.81M +41,136 +77%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$7.66M +$5.36M +57,850 +223%
KWM
16
Kingsview Wealth Management
Oregon
$7.06M +$359K +3,871 +5%
USCWA
17
U.S. Capital Wealth Advisors
Texas
$6.76M – – –
DADC
18
D.A. Davidson & Co
Montana
$6.07M -$1.13M -12,157 -15%
AAS
19
Avantax Advisory Services
Texas
$5.95M +$800K +8,630 +15%
KAS
20
Kestra Advisory Services
Texas
$5.83M +$2.94M +31,762 +99%
IA
21
IFP Advisors
Florida
$5.23M -$84.3K -909 -1%
SCA
22
Snowden Capital Advisors
New York
$5.22M +$416K +4,484 +9%
SPC
23
Sigma Planning Corp
Michigan
$5.03M +$2.41M +26,002 +90%
CI
24
CX Institutional
Indiana
$4.89M -$3.85M -41,570 -44%
IWM
25
IHT Wealth Management
Illinois
$4.38M -$231K -2,491 -5%
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