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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$105M -$4.41M -62,302 -4%
Wells Fargo
2
Wells Fargo
California
$74.3M +$1.62M +22,870 +2%
LPL Financial
3
LPL Financial
California
$52.8M +$3.83M +54,128 +8%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$50.9M +$2.69M +37,950 +6%
UBS Group
5
UBS Group
Switzerland
$47.9M -$1.7M -24,057 -4%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$35.6M +$354K +5,006 +1%
PI
7
PFS Investments
Georgia
$30.1M +$1.44M +20,323 +5%
Bank of America
8
Bank of America
North Carolina
$24.8M +$680K +9,599 +3%
First Trust Advisors
9
First Trust Advisors
Illinois
$19.2M -$225K -3,178 -1%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$16.7M -$13.5M -190,245 -45%
AG
11
Advisor Group
Arizona
$14.6M +$1.09M +15,355 +8%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$13.1M +$503K +7,108 +4%
RJA
13
Raymond James & Associates
Florida
$11M -$267K -3,776 -2%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$10.9M -$441K -6,227 -4%
CCA
15
Clearwater Capital Advisors
Illinois
$9.13M -$3.43M -48,418 -28%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$8.47M +$1.06M +15,007 +15%
DADC
17
D.A. Davidson & Co
Montana
$8.26M +$721K +10,182 +10%
FAAS
18
First Allied Advisory Services
California
$8.05M -$374K -5,286 -5%
GIA
19
Gladstone Institutional Advisory
Florida
$7.58M -$189K -2,674 -3%
MML Investors Services
20
MML Investors Services
Massachusetts
$7.45M +$178K +2,519 +3%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$7.29M +$16.3K +230 +0.2%
HI
22
Horizon Investments
North Carolina
$6.28M +$290K +4,102 +5%
WI
23
Wintrust Investments
Illinois
$6.13M +$783K +11,061 +15%
IA
24
IFP Advisors
Florida
$6M -$498K -7,032 -8%
Stifel Financial
25
Stifel Financial
Missouri
$5.9M -$30K -424 -0.5%
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