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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$81.1M -$2.66M -28,404 -3%
LPL Financial
2
LPL Financial
California
$75.6M -$1.07M -11,382 -1%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$38.2M -$241K -2,572 -0.6%
UBS Group
4
UBS Group
Switzerland
$29.5M -$890K -9,504 -3%
Wells Fargo
5
Wells Fargo
California
$29.1M -$271K -2,896 -0.8%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$24.8M +$1.49M +15,967 +6%
Bank of America
7
Bank of America
North Carolina
$18.3M -$1.82M -19,462 -8%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$15.9M -$662K -7,068 -4%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$15.6M -$4.86M -51,902 -22%
AWS
10
Atria Wealth Solutions
New York
$10.3M +$3.58M +38,206 +47%
Osaic Holdings
11
Osaic Holdings
Arizona
$9.95M +$1.05M +11,259 +11%
JAWM
12
J. Arnold Wealth Management
Ohio
$8.63M +$9.45M +100,938 New
CI
13
CX Institutional
Indiana
$8.13M +$1.57M +16,768 +21%
DADC
14
D.A. Davidson & Co
Montana
$6.72M -$174K -1,862 -2%
USCWA
15
U.S. Capital Wealth Advisors
Texas
$6.33M +$191K +2,038 +3%
KWM
16
Kingsview Wealth Management
Oregon
$6.28M +$1.07M +11,418 +18%
RJA
17
Raymond James & Associates
Florida
$5.51M +$8.05K +86 +0.1%
IA
18
IFP Advisors
Florida
$5.29M +$246K +2,631 +3%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$5.09M -$281K -3,003 -5%
AAS
20
Avantax Advisory Services
Texas
$4.83M +$2.53K +27 +0%
Stifel Financial
21
Stifel Financial
Missouri
$4.56M -$1.99M -21,234 -28%
SCA
22
Snowden Capital Advisors
New York
$4.5M +$1.72M +18,348 +53%
IWM
23
IHT Wealth Management
Illinois
$4.32M -$16.8K -179 -0.4%
Truist Financial
24
Truist Financial
North Carolina
$3.99M -$2.88M -30,765 -40%
FPWM
25
FSB Premier Wealth Management
Iowa
$3.78M -$1.28M -13,697 -24%
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