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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$80.6M -$21.4M -439,097 -21%
UBS Group
2
UBS Group
Switzerland
$43.9M +$3.53M +72,595 +9%
Wells Fargo
3
Wells Fargo
California
$43M -$4.46M -91,661 -10%
Goldman Sachs
4
Goldman Sachs
New York
$24.3M +$5.62M +115,579 +31%
LPL Financial
5
LPL Financial
California
$23.3M -$24.2M -497,255 -52%
JIP
6
Jaffetilchin Investment Partners
Florida
$19.8M +$395K +8,114 +2%
Bank of America
7
Bank of America
North Carolina
$16.4M -$5.74M -118,008 -26%
CCA
8
Clearwater Capital Advisors
Illinois
$14.7M +$14.3M +293,595 New
CS
9
Credit Suisse
Switzerland
$11.1M +$7.04M +144,785 +186%
HI
10
Horizon Investments
North Carolina
$10.2M -$2.25M -46,215 -18%
Stifel Financial
11
Stifel Financial
Missouri
$9.36M -$743K -15,285 -8%
SG Americas Securities
12
SG Americas Securities
New York
$8.88M +$1.87M +38,437 +28%
SG
13
Societe Generale
$8.88M +$8.65M +177,866 New
Ameriprise
14
Ameriprise
Minnesota
$8.66M -$554K -11,386 -6%
KF
15
Krilogy Financial
Missouri
$5.04M +$4.91M +100,985 New
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$4.71M -$73.1K -1,504 -2%
RJA
17
Raymond James & Associates
Florida
$4.6M +$940K +19,319 +26%
HFS
18
HL Financial Services
Kentucky
$3.98M +$78K +1,603 +2%
TFA
19
Transamerica Financial Advisors
Florida
$3.21M +$436K +8,965 +16%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$2.77M +$599K +12,324 +28%
FAAS
21
First Allied Advisory Services
California
$2.14M +$153K +3,140 +8%
IA
22
IFP Advisors
Florida
$2.1M -$933K -19,187 -31%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$1.83M -$641K -13,173 -26%
DADC
24
D.A. Davidson & Co
Montana
$1.78M +$1.12M +22,953 +181%
AG
25
Advisor Group
Arizona
$1.62M +$1.58M +32,479 New
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