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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$96.7M +$10.3M +212,255 +11%
Wells Fargo
2
Wells Fargo
California
$49.7M +$16.3M +336,719 +45%
UBS Group
3
UBS Group
Switzerland
$36.4M +$2.03M +41,877 +6%
HA
4
Hays Advisory
Tennessee
$25.7M +$4.85M +100,034 +22%
SAM
5
Shamrock Asset Management
Texas
$22.5M +$1.83M +37,818 +8%
Bank of America
6
Bank of America
North Carolina
$20.3M +$2.64M +54,558 +14%
LPL Financial
7
LPL Financial
California
$18.5M +$1.05M +21,634 +6%
Ameriprise
8
Ameriprise
Minnesota
$11.1M +$2.98M +61,573 +34%
HI
9
Horizon Investments
North Carolina
$8.55M +$4.12M +85,082 +83%
Goldman Sachs
10
Goldman Sachs
New York
$7.82M -$4.99M -103,062 -38%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$7.05M +$1.49M +30,714 +25%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$6.09M +$5.8M +119,837 +886%
FHA
13
First Horizon Advisors
Tennessee
$5.9M -$460K -9,497 -7%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$3.31M +$1.17M +24,118 +50%
HFS
15
HL Financial Services
Kentucky
$3.3M -$11.5K -237 -0.3%
Stifel Financial
16
Stifel Financial
Missouri
$3.24M +$1.59M +32,738 +86%
SIM
17
SSI Investment Management
California
$3.02M +$3.2M +66,109 New
RJA
18
Raymond James & Associates
Florida
$2.81M +$745K +15,388 +33%
Citigroup
19
Citigroup
New York
$2.5M +$963K +19,884 +57%
Jane Street
20
Jane Street
New York
$2.42M +$933K +19,269 +57%
AIG
21
American International Group
New York
$2.31M +$153K +3,165 +7%
FAAS
22
First Allied Advisory Services
California
$1.81M -$298K -6,161 -13%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.15M +$328K +6,765 +37%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$1.13M -$75.8K -1,564 -6%
MFS
25
MSI Financial Services
Massachusetts
$879K +$827K +17,080 +790%
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