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First Trust Large Cap Growth AlphaDEX Fund
FTC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 96.7 M +USD 10.3 M +212,255 +11%
Wells Fargo
2
Wells Fargo
California
USD 49.7 M +USD 16.3 M +336,719 +45%
UBS Group
3
UBS Group
Switzerland
USD 36.4 M +USD 2.03 M +41,877 +6%
Hays Advisory
4
Hays Advisory
Tennessee
USD 25.7 M +USD 4.85 M +100,034 +22%
SAM
5
Shamrock Asset Management
Texas
USD 22.5 M +USD 1.83 M +37,818 +8%
Bank of America
6
Bank of America
North Carolina
USD 20.3 M +USD 2.64 M +54,558 +14%
LPL Financial
7
LPL Financial
California
USD 18.5 M +USD 1.05 M +21,634 +6%
Ameriprise
8
Ameriprise
Minnesota
USD 11.1 M +USD 2.98 M +61,573 +34%
Horizon Investments
9
Horizon Investments
North Carolina
USD 8.55 M +USD 4.12 M +85,082 +83%
Goldman Sachs
10
Goldman Sachs
New York
USD 7.82 M -USD 4.99 M -103,062 -38%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
USD 7.05 M +USD 1.49 M +30,714 +25%
Raymond James Financial Services Advisors
12
Raymond James Financial Services Advisors
Florida
USD 6.09 M +USD 5.8 M +119,837 +886%
First Horizon Advisors
13
First Horizon Advisors
Tennessee
USD 5.9 M -USD 460 k -9,497 -7%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
USD 3.31 M +USD 1.17 M +24,118 +50%
HL Financial Services
15
HL Financial Services
Kentucky
USD 3.3 M -USD 11.5 k -237 -0.3%
Stifel Financial
16
Stifel Financial
Missouri
USD 3.24 M +USD 1.59 M +32,738 +86%
SSI Investment Management
17
SSI Investment Management
California
USD 3.02 M +USD 3.2 M +66,109 Nuevas
Raymond James & Associates
18
Raymond James & Associates
Florida
USD 2.81 M +USD 745 k +15,388 +33%
Citigroup
19
Citigroup
New York
USD 2.5 M +USD 963 k +19,884 +57%
Jane Street
20
Jane Street
New York
USD 2.42 M +USD 933 k +19,269 +57%
American International Group
21
American International Group
New York
USD 2.31 M +USD 153 k +3,165 +7%
First Allied Advisory Services
22
First Allied Advisory Services
California
USD 1.81 M -USD 298 k -6,161 -13%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
USD 1.15 M +USD 328 k +6,765 +37%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
USD 1.13 M -USD 75.8 k -1,564 -6%
MSI Financial Services
25
MSI Financial Services
Massachusetts
USD 879 k +USD 827 k +17,080 +790%
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