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First Trust Large Cap Growth AlphaDEX Fund
FTC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 119 M +USD 10.5 M +160,110 +10%
Wells Fargo
2
Wells Fargo
California
USD 77.5 M +USD 11.4 M +174,101 +17%
UBS Group
3
UBS Group
Switzerland
USD 44.8 M +USD 585 k +8,897 +1%
LPL Financial
4
LPL Financial
California
USD 28.3 M +USD 1.28 M +19,422 +5%
Bank of America
5
Bank of America
North Carolina
USD 25 M -USD 3.5 M -53,176 -12%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
USD 24.2 M +USD 122 k +1,863 +0.5%
Clearwater Capital Advisors
7
Clearwater Capital Advisors
Illinois
USD 17.8 M -USD 33.7 k -512 -0.2%
Raymond James & Associates
8
Raymond James & Associates
Florida
USD 14.2 M +USD 815 k +12,403 +6%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
USD 11.4 M +USD 1.03 M +15,702 +10%
PFS Investments
10
PFS Investments
Georgia
USD 10.9 M +USD 4.39 M +66,779 +71%
First Allied Advisory Services
11
First Allied Advisory Services
California
USD 10.5 M +USD 1.91 M +29,014 +22%
Benjamin F. Edwards & Company
12
Benjamin F. Edwards & Company
Missouri
USD 10.3 M +USD 747 k +11,370 +8%
First Trust Advisors
13
First Trust Advisors
Illinois
USD 9.43 M +USD 6.22 M +94,696 +196%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
USD 7.17 M +USD 7.14 M +108,694 Nuevas
Premia Global Advisors
15
Premia Global Advisors
Florida
USD 5.7 M +USD 5.51 M +83,762 Nuevas
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
USD 5.44 M +USD 2.29 M +34,807 +73%
Snowden Capital Advisors
17
Snowden Capital Advisors
New York
USD 4.92 M +USD 2.01 M +30,619 +70%
Stifel Financial
18
Stifel Financial
Missouri
USD 4.8 M +USD 164 k +2,501 +4%
D.A. Davidson & Co
19
D.A. Davidson & Co
Montana
USD 4.72 M +USD 236 k +3,584 +5%
IFP Advisors
20
IFP Advisors
Florida
USD 4.57 M +USD 727 k +11,065 +19%
IHT Wealth Management
21
IHT Wealth Management
Illinois
USD 4.52 M -USD 31.9 k -485 -0.7%
MML Investors Services
22
MML Investors Services
Massachusetts
USD 4.5 M +USD 367 k +5,581 +9%
Wintrust Investments
23
Wintrust Investments
Illinois
USD 4.44 M +USD 95.6 k +1,455 +2%
HL Financial Services
24
HL Financial Services
Kentucky
USD 4.15 M -USD 254 k -3,860 -6%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
USD 3.88 M +USD 584 k +8,886 +18%
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