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First Trust Large Cap Growth AlphaDEX Fund
FTC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 82.4 M +USD 790 k +15,532 +1%
UBS Group
2
UBS Group
Switzerland
USD 49.3 M +USD 4.84 M +95,165 +11%
Wells Fargo
3
Wells Fargo
California
USD 44.6 M +USD 1.11 M +21,794 +3%
LPL Financial
4
LPL Financial
California
USD 25.9 M +USD 2.9 M +56,986 +12%
Goldman Sachs
5
Goldman Sachs
New York
USD 21.9 M -USD 2.71 M -53,332 -11%
Jaffetilchin Investment Partners
6
Jaffetilchin Investment Partners
Florida
USD 19.5 M -USD 574 k -11,279 -3%
Bank of America
7
Bank of America
North Carolina
USD 16.4 M -USD 222 k -4,356 -1%
Clearwater Capital Advisors
8
Clearwater Capital Advisors
Illinois
USD 14 M -USD 574 k -11,292 -4%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
USD 13.9 M +USD 14 M +274,338 Nuevas
Stifel Financial
10
Stifel Financial
Missouri
USD 9.47 M -USD 3.15 k -62 -0%
Ameriprise
11
Ameriprise
Minnesota
USD 8.85 M +USD 120 k +2,366 +1%
Transamerica Financial Advisors
12
Transamerica Financial Advisors
Florida
USD 4.36 M +USD 1.12 M +21,972 +34%
HL Financial Services
13
HL Financial Services
Kentucky
USD 4.26 M +USD 223 k +4,380 +5%
Raymond James & Associates
14
Raymond James & Associates
Florida
USD 3.93 M -USD 736 k -14,472 -16%
MSI Financial Services
15
MSI Financial Services
Massachusetts
USD 2.57 M +USD 1.3 M +25,649 +102%
First Allied Advisory Services
16
First Allied Advisory Services
California
USD 2.43 M +USD 256 k +5,030 +12%
Credit Suisse
17
Credit Suisse
Switzerland
USD 2.19 M -USD 9.11 M -179,201 -80%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
USD 1.98 M -USD 836 k -16,437 -30%
Krilogy Financial
19
Krilogy Financial
Missouri
USD 1.96 M -USD 3.16 M -62,109 -62%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
USD 1.94 M -USD 2.85 M -56,015 -59%
IFP Advisors
21
IFP Advisors
Florida
USD 1.93 M -USD 204 k -4,018 -10%
D.A. Davidson & Co
22
D.A. Davidson & Co
Montana
USD 1.93 M +USD 127 k +2,495 +7%
SG Americas Securities
23
SG Americas Securities
New York
USD 1.87 M -USD 7.16 M -140,790 -79%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
USD 1.8 M +USD 657 k +12,911 +57%
First Trust Advisors
25
First Trust Advisors
Illinois
USD 1.59 M +USD 365 k +7,186 +30%
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