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First Trust Large Cap Growth AlphaDEX Fund
FTC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 86.5 M -USD 1.27 M -24,660 -1%
Wells Fargo
2
Wells Fargo
California
USD 50.5 M +USD 1.55 M +29,986 +3%
UBS Group
3
UBS Group
Switzerland
USD 41.8 M -USD 10.6 M -206,138 -21%
LPL Financial
4
LPL Financial
California
USD 23.4 M -USD 4.83 M -93,631 -17%
Goldman Sachs
5
Goldman Sachs
New York
USD 22.9 M – – –
Bank of America
6
Bank of America
North Carolina
USD 19.7 M +USD 1.11 M +21,521 +6%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
USD 15.3 M +USD 149 k +2,889 +1%
Clearwater Capital Advisors
8
Clearwater Capital Advisors
Illinois
USD 14.9 M +USD 179 k +3,478 +1%
Riverpoint Wealth Management Holdings
9
Riverpoint Wealth Management Holdings
Illinois
USD 9.7 M +USD 38.3 k +743 +0.4%
Ameriprise
10
Ameriprise
Minnesota
USD 7.34 M +USD 113 k +2,183 +2%
Stifel Financial
11
Stifel Financial
Missouri
USD 5.66 M +USD 11.6 k +224 +0.2%
Raymond James & Associates
12
Raymond James & Associates
Florida
USD 5.46 M +USD 46.4 k +900 +0.9%
HL Financial Services
13
HL Financial Services
Kentucky
USD 4.09 M -USD 310 k -6,010 -7%
Wintrust Investments
14
Wintrust Investments
Illinois
USD 3.4 M +USD 750 k +14,542 +29%
Suntrust Banks
15
Suntrust Banks
Georgia
USD 3.16 M +USD 1.71 M +33,099 +121%
SG Americas Securities
16
SG Americas Securities
New York
USD 3.11 M +USD 1.61 M +31,131 +111%
MML Investors Services
17
MML Investors Services
Massachusetts
USD 2.85 M +USD 2.79 M +54,120 Nuevas
Transamerica Financial Advisors
18
Transamerica Financial Advisors
Florida
USD 2.69 M -USD 554 k -10,747 -17%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
USD 2.55 M +USD 65.1 k +1,263 +3%
First Allied Advisory Services
20
First Allied Advisory Services
California
USD 2.16 M -USD 496 k -9,614 -19%
Credit Suisse
21
Credit Suisse
Switzerland
USD 2.15 M +USD 1.82 M +35,218 +625%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
USD 2.06 M +USD 310 k +6,011 +18%
IFP Advisors
23
IFP Advisors
Florida
USD 1.96 M -USD 53.1 k -1,030 -3%
First Trust Advisors
24
First Trust Advisors
Illinois
USD 1.89 M +USD 210 k +4,067 +13%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
USD 1.88 M +USD 992 k +19,234 +117%
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