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First Trust Large Cap Growth AlphaDEX Fund
FTC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 96.7 M -USD 3.72 M -62,135 -4%
Wells Fargo
2
Wells Fargo
California
USD 65 M +USD 1.06 M +17,643 +2%
UBS Group
3
UBS Group
Switzerland
USD 45.6 M -USD 452 k -7,546 -1%
Bank of America
4
Bank of America
North Carolina
USD 28 M +USD 984 k +16,424 +4%
LPL Financial
5
LPL Financial
California
USD 25.4 M +USD 104 k +1,735 +0.4%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
USD 22.3 M +USD 779 k +12,998 +4%
Clearwater Capital Advisors
7
Clearwater Capital Advisors
Illinois
USD 17.7 M -USD 144 k -2,410 -0.8%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
USD 9.8 M +USD 1.32 M +22,066 +16%
First Allied Advisory Services
9
First Allied Advisory Services
California
USD 6.9 M +USD 1.15 M +19,269 +21%
Raymond James & Associates
10
Raymond James & Associates
Florida
USD 6.52 M +USD 192 k +3,209 +3%
Horizon Investments
11
Horizon Investments
North Carolina
USD 5.62 M +USD 6.3 M +105,083 Nuevas
Benjamin F. Edwards & Company
12
Benjamin F. Edwards & Company
Missouri
USD 4.99 M +USD 4.89 M +81,582 Nuevas
IHT Wealth Management
13
IHT Wealth Management
Illinois
USD 4.6 M -USD 177 k -2,946 -4%
HL Financial Services
14
HL Financial Services
Kentucky
USD 4.14 M -USD 162 k -2,695 -4%
Wintrust Investments
15
Wintrust Investments
Illinois
USD 4.01 M -USD 105 k -1,756 -3%
Stifel Financial
16
Stifel Financial
Missouri
USD 3.93 M -USD 3.6 M -60,011 -48%
Riverpoint Wealth Management Holdings
17
Riverpoint Wealth Management Holdings
Illinois
USD 3.9 M -USD 179 k -2,989 -4%
PFS Investments
18
PFS Investments
Georgia
USD 3.86 M +USD 3.49 M +58,249 Nuevas
IFP Advisors
19
IFP Advisors
Florida
USD 3.56 M +USD 34.1 k +569 +1%
D.A. Davidson & Co
20
D.A. Davidson & Co
Montana
USD 3.54 M +USD 186 k +3,112 +6%
MML Investors Services
21
MML Investors Services
Massachusetts
USD 3.47 M +USD 54.5 k +910 +2%
First Trust Advisors
22
First Trust Advisors
Illinois
USD 2.93 M +USD 307 k +5,122 +12%
Suntrust Banks
23
Suntrust Banks
Georgia
USD 2.65 M +USD 96.1 k +1,603 +3%
BB&T Securities
24
BB&T Securities
Virginia
USD 2.61 M +USD 674 k +11,253 +36%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
USD 2.6 M +USD 118 k +1,975 +5%
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