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First Trust Large Cap Growth AlphaDEX Fund
FTC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 92.9 M +USD 2.55 M +47,369 +3%
Wells Fargo
2
Wells Fargo
California
USD 57.2 M +USD 4.4 M +81,611 +9%
UBS Group
3
UBS Group
Switzerland
USD 40.7 M -USD 2.89 M -53,578 -7%
Goldman Sachs
4
Goldman Sachs
New York
USD 23.9 M – – –
LPL Financial
5
LPL Financial
California
USD 22.8 M -USD 1.6 M -29,771 -7%
Bank of America
6
Bank of America
North Carolina
USD 20.3 M -USD 305 k -5,667 -2%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
USD 18.2 M +USD 2.16 M +40,044 +14%
Clearwater Capital Advisors
8
Clearwater Capital Advisors
Illinois
USD 15.9 M +USD 214 k +3,980 +1%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
USD 7.35 M +USD 5.09 M +94,510 +241%
Riverpoint Wealth Management Holdings
10
Riverpoint Wealth Management Holdings
Illinois
USD 6.63 M -USD 3.58 M -66,444 -36%
Raymond James & Associates
11
Raymond James & Associates
Florida
USD 6.46 M +USD 743 k +13,790 +13%
Stifel Financial
12
Stifel Financial
Missouri
USD 5.97 M +USD 51.6 k +957 +0.9%
Ameriprise
13
Ameriprise
Minnesota
USD 5.59 M -USD 2.05 M -38,119 -27%
First Allied Advisory Services
14
First Allied Advisory Services
California
USD 4.11 M +USD 1.82 M +33,845 +82%
HL Financial Services
15
HL Financial Services
Kentucky
USD 4.09 M -USD 175 k -3,249 -4%
IFC Holdings
16
IFC Holdings
Florida
USD 3.82 M +USD 3.53 M +65,444 +1,623%
Wintrust Investments
17
Wintrust Investments
Illinois
USD 3.63 M +USD 80.3 k +1,490 +2%
Suntrust Banks
18
Suntrust Banks
Georgia
USD 2.97 M -USD 199 k -3,700 -6%
IFP Advisors
19
IFP Advisors
Florida
USD 2.91 M +USD 850 k +15,777 +42%
MML Investors Services
20
MML Investors Services
Massachusetts
USD 2.76 M -USD 208 k -3,852 -7%
Transamerica Financial Advisors
21
Transamerica Financial Advisors
Florida
USD 2.58 M -USD 222 k -4,111 -8%
Jane Street
22
Jane Street
New York
USD 2.52 M +USD 2.01 M +37,269 +430%
D.A. Davidson & Co
23
D.A. Davidson & Co
Montana
USD 2.49 M +USD 559 k +10,382 +30%
Raymond James Financial Services Advisors
24
Raymond James Financial Services Advisors
Florida
USD 2.33 M +USD 549 k +10,183 +32%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
USD 2.16 M -USD 488 k -9,055 -19%
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