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First Trust Large Cap Growth AlphaDEX Fund
FTC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 92.5 M -USD 344 k -7,045 -0.4%
UBS Group
2
UBS Group
Switzerland
USD 36.7 M +USD 3.38 M +69,302 +10%
Wells Fargo
3
Wells Fargo
California
USD 36.5 M +USD 3.1 M +63,509 +9%
Hays Advisory
4
Hays Advisory
Tennessee
USD 22.5 M +USD 22.6 M +463,373 Nuevas
SAM
5
Shamrock Asset Management
Texas
USD 22.1 M +USD 22.1 M +452,164 +17,929%
Bank of America
6
Bank of America
North Carolina
USD 18.9 M -USD 114 k -2,337 -0.6%
LPL Financial
7
LPL Financial
California
USD 18.1 M +USD 1.18 M +24,259 +7%
Goldman Sachs
8
Goldman Sachs
New York
USD 13.3 M – – –
Ameriprise
9
Ameriprise
Minnesota
USD 8.8 M +USD 2.54 M +52,024 +40%
First Horizon Advisors
10
First Horizon Advisors
Tennessee
USD 6.73 M +USD 6.76 M +138,601 Nuevas
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
USD 6.01 M +USD 1.79 M +36,760 +42%
Horizon Investments
12
Horizon Investments
North Carolina
USD 4.96 M +USD 940 k +19,264 +23%
Cetera Advisors
13
Cetera Advisors
Colorado
USD 4.32 M +USD 301 k +6,169 +7%
HL Financial Services
14
HL Financial Services
Kentucky
USD 3.52 M -USD 75 k -1,537 -2%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
USD 2.35 M -USD 607 k -12,440 -20%
American International Group
16
American International Group
New York
USD 2.3 M +USD 138 k +2,821 +6%
Raymond James & Associates
17
Raymond James & Associates
Florida
USD 2.24 M +USD 499 k +10,239 +29%
First Allied Advisory Services
18
First Allied Advisory Services
California
USD 2.23 M -USD 495 k -10,141 -18%
Stifel Financial
19
Stifel Financial
Missouri
USD 1.85 M +USD 211 k +4,335 +13%
Citigroup
20
Citigroup
New York
USD 1.69 M +USD 322 k +6,606 +23%
Jane Street
21
Jane Street
New York
USD 1.64 M +USD 1.64 M +33,707 Nuevas
AIM
22
Advantage Investment Management
Iowa
USD 1.35 M +USD 149 k +3,065 +12%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
USD 1.28 M +USD 35.3 k +723 +3%
First Heartland Consultants
24
First Heartland Consultants
Missouri
USD 939 k +USD 6.68 k +137 +0.7%
First Trust Advisors
25
First Trust Advisors
Illinois
USD 908 k -USD 36.7 k -752 -4%
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