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First Trust Large Cap Growth AlphaDEX Fund
FTC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 99.2 M -USD 9.8 M -214,821 -9%
LPL Financial
2
LPL Financial
California
USD 46.2 M -USD 139 k -3,031 -0.3%
Wells Fargo
3
Wells Fargo
California
USD 46 M -USD 14 M -306,515 -24%
UBS Group
4
UBS Group
Switzerland
USD 39 M -USD 3.48 M -75,886 -9%
Bank of America
5
Bank of America
North Carolina
USD 21.6 M +USD 760 k +16,580 +4%
Jaffetilchin Investment Partners
6
Jaffetilchin Investment Partners
Florida
USD 18.8 M +USD 500 k +10,921 +3%
Goldman Sachs
7
Goldman Sachs
New York
USD 18 M +USD 9.21 M +201,052 +117%
Horizon Investments
8
Horizon Investments
North Carolina
USD 12.1 M +USD 1.58 M +34,475 +16%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
USD 10.5 M +USD 2.01 M +43,829 +25%
Stifel Financial
10
Stifel Financial
Missouri
USD 9.8 M +USD 6.71 M +146,512 +259%
Ameriprise
11
Ameriprise
Minnesota
USD 8.92 M -USD 3.69 M -80,468 -30%
SG Americas Securities
12
SG Americas Securities
New York
USD 6.73 M +USD 6.39 M +139,429 Nuevas
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
USD 4.63 M +USD 4.4 M +95,972 Nuevas
IFP Advisors
14
IFP Advisors
Florida
USD 4.11 M +USD 896 k +19,551 +47%
HL Financial Services
15
HL Financial Services
Kentucky
USD 3.78 M +USD 83.5 k +1,823 +2%
Credit Suisse
16
Credit Suisse
Switzerland
USD 3.76 M +USD 3.22 M +70,230 +921%
Raymond James & Associates
17
Raymond James & Associates
Florida
USD 3.52 M +USD 171 k +3,730 +5%
Transamerica Financial Advisors
18
Transamerica Financial Advisors
Florida
USD 2.68 M +USD 2.54 M +55,476 Nuevas
American International Group
19
American International Group
New York
USD 2.58 M -USD 84.4 k -1,843 -3%
Raymond James Financial Services Advisors
20
Raymond James Financial Services Advisors
Florida
USD 2.41 M -USD 5.26 M -114,907 -70%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
USD 2.09 M -USD 1.46 M -31,967 -42%
First Allied Advisory Services
22
First Allied Advisory Services
California
USD 1.93 M -USD 447 k -9,752 -20%
HighTower Advisors
23
HighTower Advisors
Illinois
USD 1.68 M -USD 442 k -9,642 -22%
Citigroup
24
Citigroup
New York
USD 1.34 M -USD 329 k -7,184 -21%
Citadel Advisors
25
Citadel Advisors
Florida
USD 1.22 M +USD 1.16 M +25,325 Nuevas
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