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First Trust Large Cap Growth AlphaDEX Fund
FTC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 94.4 M -USD 2.63 M -46,974 -3%
Wells Fargo
2
Wells Fargo
California
USD 60 M +USD 190 k +3,392 +0.3%
UBS Group
3
UBS Group
Switzerland
USD 43.2 M +USD 666 k +11,911 +2%
Bank of America
4
Bank of America
North Carolina
USD 25.3 M +USD 4 M +71,561 +19%
Goldman Sachs
5
Goldman Sachs
New York
USD 25 M – – –
LPL Financial
6
LPL Financial
California
USD 23.7 M -USD 146 k -2,609 -0.6%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
USD 20.2 M +USD 1.11 M +19,822 +6%
Clearwater Capital Advisors
8
Clearwater Capital Advisors
Illinois
USD 17.1 M +USD 190 k +3,404 +1%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
USD 7.98 M +USD 282 k +5,048 +4%
Stifel Financial
10
Stifel Financial
Missouri
USD 7.14 M +USD 873 k +15,615 +14%
Raymond James & Associates
11
Raymond James & Associates
Florida
USD 5.94 M -USD 794 k -14,198 -12%
First Allied Advisory Services
12
First Allied Advisory Services
California
USD 5.36 M +USD 1.03 M +18,372 +25%
IFC Holdings
13
IFC Holdings
Florida
USD 4.68 M +USD 670 k +11,989 +17%
IHT Wealth Management
14
IHT Wealth Management
Illinois
USD 4.42 M +USD 4.22 M +75,568 Nuevas
HL Financial Services
15
HL Financial Services
Kentucky
USD 4.04 M -USD 232 k -4,153 -6%
Riverpoint Wealth Management Holdings
16
Riverpoint Wealth Management Holdings
Illinois
USD 3.91 M -USD 2.97 M -53,171 -44%
Wintrust Investments
17
Wintrust Investments
Illinois
USD 3.86 M +USD 68.4 k +1,224 +2%
IFP Advisors
18
IFP Advisors
Florida
USD 3.31 M +USD 257 k +4,600 +9%
MML Investors Services
19
MML Investors Services
Massachusetts
USD 3.21 M +USD 313 k +5,599 +11%
D.A. Davidson & Co
20
D.A. Davidson & Co
Montana
USD 3.14 M +USD 521 k +9,326 +21%
Suntrust Banks
21
Suntrust Banks
Georgia
USD 2.57 M -USD 430 k -7,692 -14%
Raymond James Financial Services Advisors
22
Raymond James Financial Services Advisors
Florida
USD 2.49 M +USD 56.6 k +1,012 +2%
First Trust Advisors
23
First Trust Advisors
Illinois
USD 2.46 M +USD 228 k +4,070 +11%
Transamerica Financial Advisors
24
Transamerica Financial Advisors
Florida
USD 2.37 M -USD 320 k -5,730 -12%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
USD 2.33 M +USD 71 k +1,270 +3%
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