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First Trust Large Cap Growth AlphaDEX Fund
FTC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 65.7 M -USD 643 k -15,281 -1%
UBS
2
UBS
Switzerland
USD 16.5 M +USD 3.98 M +94,552 +34%
Bank of America
3
Bank of America
North Carolina
USD 14.5 M +USD 940 k +22,348 +7%
LPL Financial
4
LPL Financial
California
USD 10.7 M +USD 3 M +71,299 +41%
First Horizon Advisors
5
First Horizon Advisors
Tennessee
USD 8.48 M +USD 8.24 M +195,897 Nuevas
Wells Fargo
6
Wells Fargo
California
USD 4.76 M +USD 465 k +11,048 +11%
Cetera Advisors
7
Cetera Advisors
Colorado
USD 3.08 M +USD 428 k +10,170 +17%
HL Financial Services
8
HL Financial Services
Kentucky
USD 3.04 M -USD 15.8 k -376 -0.5%
Goldman Sachs
9
Goldman Sachs
New York
USD 2.73 M – – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
USD 2.24 M -USD 98.3 k -2,337 -4%
Deutsche Bank
11
Deutsche Bank
Germany
USD 2.03 M -USD 36.9 k -878 -2%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
USD 1.98 M +USD 373 k +8,864 +24%
Stephens Inc
13
Stephens Inc
Arkansas
USD 1.91 M -USD 24.2 k -576 -1%
American International Group
14
American International Group
New York
USD 1.75 M -USD 118 k -2,811 -7%
First Trust Advisors
15
First Trust Advisors
Illinois
USD 1.73 M -USD 118 k -2,815 -7%
Raymond James & Associates
16
Raymond James & Associates
Florida
USD 1.65 M -USD 48.4 k -1,151 -3%
Ameriprise
17
Ameriprise
Minnesota
USD 1.16 M +USD 104 k +2,481 +11%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
USD 777 k +USD 746 k +17,733 Nuevas
Comerica Securities
19
Comerica Securities
Michigan
USD 602 k +USD 32.9 k +782 +6%
First Heartland Consultants
20
First Heartland Consultants
Missouri
USD 515 k +USD 98.6 k +2,342 +25%
Stifel Financial
21
Stifel Financial
Missouri
USD 405 k -USD 482 k -11,450 -55%
Mariner Independent Advisor Network
22
Mariner Independent Advisor Network
Kansas
USD 373 k +USD 358 k +8,505 Nuevas
First Allied Advisory Services
23
First Allied Advisory Services
California
USD 316 k +USD 304 k +7,223 Nuevas
Synovus Financial
24
Synovus Financial
Georgia
USD 313 k – – –
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
USD 290 k +USD 6.69 k +159 +2%
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