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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$96.7M -$3.72M -62,135 -4%
Wells Fargo
2
Wells Fargo
California
$65M +$1.06M +17,643 +2%
UBS Group
3
UBS Group
Switzerland
$45.6M -$452K -7,546 -1%
Bank of America
4
Bank of America
North Carolina
$28M +$984K +16,424 +4%
LPL Financial
5
LPL Financial
California
$25.4M +$104K +1,735 +0.4%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$22.3M +$779K +12,998 +4%
CCA
7
Clearwater Capital Advisors
Illinois
$17.7M -$144K -2,410 -0.8%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$9.84M +$1.32M +22,066 +16%
FAAS
9
First Allied Advisory Services
California
$6.9M +$1.15M +19,269 +21%
RJA
10
Raymond James & Associates
Florida
$6.52M +$192K +3,209 +3%
HI
11
Horizon Investments
North Carolina
$5.62M +$6.3M +105,083 New
BFEC
12
Benjamin F. Edwards & Company
Missouri
$4.99M +$4.89M +81,582 New
IWM
13
IHT Wealth Management
Illinois
$4.6M -$177K -2,946 -4%
HFS
14
HL Financial Services
Kentucky
$4.14M -$162K -2,695 -4%
WI
15
Wintrust Investments
Illinois
$4.01M -$105K -1,756 -3%
Stifel Financial
16
Stifel Financial
Missouri
$3.93M -$3.6M -60,011 -48%
RWMH
17
Riverpoint Wealth Management Holdings
Illinois
$3.9M -$179K -2,989 -4%
PI
18
PFS Investments
Georgia
$3.86M +$3.49M +58,249 New
IA
19
IFP Advisors
Florida
$3.56M +$34.1K +569 +1%
DADC
20
D.A. Davidson & Co
Montana
$3.54M +$187K +3,112 +6%
MML Investors Services
21
MML Investors Services
Massachusetts
$3.47M +$54.5K +910 +2%
First Trust Advisors
22
First Trust Advisors
Illinois
$2.93M +$307K +5,122 +12%
SB
23
Suntrust Banks
Georgia
$2.65M +$96.1K +1,603 +3%
BTS
24
BB&T Securities
Virginia
$2.61M +$674K +11,253 +36%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$2.6M +$118K +1,975 +5%
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