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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$124M -$11.6M -129,036 -9%
LPL Financial
2
LPL Financial
California
$83M +$754K +8,364 +1%
Wells Fargo
3
Wells Fargo
California
$55.9M -$4.23M -46,873 -7%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$46.3M +$32K +355 +0.1%
UBS Group
5
UBS Group
Switzerland
$43.5M -$4.23M -46,879 -9%
Bank of America
6
Bank of America
North Carolina
$27M -$1.24M -13,774 -5%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$22.7M -$3.89M -43,148 -16%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$21.2M +$608K +6,743 +3%
First Trust Advisors
9
First Trust Advisors
Illinois
$16M +$7.03M +77,905 +89%
MCC
10
Money Concepts Capital
Florida
$15.9M +$14.8M +164,104 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$14.5M +$1.79M +19,870 +15%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$12.7M +$460K +5,099 +4%
RJA
13
Raymond James & Associates
Florida
$10.9M -$329K -3,650 -3%
Truist Financial
14
Truist Financial
North Carolina
$10.6M -$685K -7,597 -6%
FPWM
15
FSB Premier Wealth Management
Iowa
$10M +$9.36M +103,754 New
Osaic Holdings
16
Osaic Holdings
Arizona
$9.13M -$254K -2,819 -3%
DADC
17
D.A. Davidson & Co
Montana
$8.01M -$128K -1,421 -2%
AAS
18
Avantax Advisory Services
Texas
$7.59M -$2.1M -23,272 -23%
Citadel Advisors
19
Citadel Advisors
Florida
$6.95M +$2.52M +27,971 +64%
Stifel Financial
20
Stifel Financial
Missouri
$6.68M -$1.21M -13,402 -16%
MML Investors Services
21
MML Investors Services
Massachusetts
$6.12M -$502K -5,564 -8%
IA
22
IFP Advisors
Florida
$5.88M -$713K -7,912 -12%
IWM
23
IHT Wealth Management
Illinois
$5.65M -$137K -1,522 -3%
GIA
24
Gladstone Institutional Advisory
Florida
$5.41M +$3.15M +34,897 +166%
KAS
25
Kestra Advisory Services
Texas
$5.33M -$225K -2,498 -4%
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