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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$86.1M +$7.82M +81,632 +9%
LPL Financial
2
LPL Financial
California
$78.9M -$2.84M -29,629 -3%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$40.1M -$2.22M -23,184 -5%
UBS Group
4
UBS Group
Switzerland
$31.2M -$1.23M -12,839 -3%
Wells Fargo
5
Wells Fargo
California
$30.2M -$457K -4,775 -1%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$24.1M +$2.73M +28,531 +12%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$20.6M +$5.32M +55,563 +31%
Bank of America
8
Bank of America
North Carolina
$20.5M -$2.1M -21,910 -9%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$17M +$64.1K +669 +0.3%
Osaic Holdings
10
Osaic Holdings
Arizona
$9.27M +$344K +3,594 +4%
AWS
11
Atria Wealth Solutions
New York
$7.24M -$117K -1,225 -1%
DADC
12
D.A. Davidson & Co
Montana
$7.09M -$146K -1,523 -2%
CI
13
CX Institutional
Indiana
$6.9M +$7.5M +78,259 New
Truist Financial
14
Truist Financial
North Carolina
$6.83M +$745K +7,781 +11%
Stifel Financial
15
Stifel Financial
Missouri
$6.57M +$379K +3,960 +6%
USCWA
16
U.S. Capital Wealth Advisors
Texas
$6.34M +$6.59M +68,738 +2,139%
RJA
17
Raymond James & Associates
Florida
$5.67M -$11.3K -118 -0.2%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$5.51M -$4M -41,761 -40%
KWM
19
Kingsview Wealth Management
Oregon
$5.46M +$1.15M +12,046 +24%
IA
20
IFP Advisors
Florida
$5.11M – – –
FPWM
21
FSB Premier Wealth Management
Iowa
$5.1M -$79.2K -827 -1%
AAS
22
Avantax Advisory Services
Texas
$4.97M +$914K +9,542 +20%
IWM
23
IHT Wealth Management
Illinois
$4.46M -$132K -1,380 -3%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$3.98M +$584K +6,093 +16%
SPC
25
Sigma Planning Corp
Michigan
$3.29M +$521K +5,443 +17%
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