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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$109M +$7.39M +153,189 +7%
Wells Fargo
2
Wells Fargo
California
$60.8M +$8.33M +172,604 +16%
LPL Financial
3
LPL Financial
California
$45.9M +$27.6M +572,407 +146%
UBS Group
4
UBS Group
Switzerland
$42.6M +$4.19M +86,860 +11%
HA
5
Hays Advisory
Tennessee
$23.5M -$3.65M -75,633 -13%
Bank of America
6
Bank of America
North Carolina
$20.8M -$623K -12,916 -3%
SAM
7
Shamrock Asset Management
Texas
$18.7M -$5.02M -104,019 -21%
JIP
8
Jaffetilchin Investment Partners
Florida
$18.3M +$17.7M +365,834 +2,799%
Ameriprise
9
Ameriprise
Minnesota
$12.8M +$1.07M +22,156 +9%
HI
10
Horizon Investments
North Carolina
$10.4M +$1.37M +28,356 +15%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$8.33M +$890K +18,440 +12%
Goldman Sachs
12
Goldman Sachs
New York
$8.26M -$2.9K -60 -0%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$7.95M +$1.52M +31,451 +24%
FHA
14
First Horizon Advisors
Tennessee
$4.46M -$1.76M -36,501 -28%
HFS
15
HL Financial Services
Kentucky
$3.69M +$207K +4,285 +6%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$3.63M +$131K +2,715 +4%
RJA
17
Raymond James & Associates
Florida
$3.34M +$374K +7,745 +13%
Stifel Financial
18
Stifel Financial
Missouri
$2.72M -$697K -14,445 -20%
AIG
19
American International Group
New York
$2.67M +$232K +4,797 +9%
FAAS
20
First Allied Advisory Services
California
$2.39M +$476K +9,866 +25%
VFS
21
VSR Financial Services
Kansas
$2.18M +$1.88M +38,962 +623%
HighTower Advisors
22
HighTower Advisors
Illinois
$2.14M +$2.15M +44,536 New
IA
23
IFP Advisors
Florida
$2.02M +$2.02M +41,797 New
Citigroup
24
Citigroup
New York
$1.69M -$951K -19,702 -36%
MFS
25
MSI Financial Services
Massachusetts
$1.49M +$562K +11,652 +61%
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