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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$95.9M -$2.64M -26,249 -3%
LPL Financial
2
LPL Financial
California
$93M -$4.24M -42,154 -4%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$43.7M -$1.37M -13,646 -3%
Wells Fargo
4
Wells Fargo
California
$37.4M +$385K +3,821 +1%
First Trust Advisors
5
First Trust Advisors
Illinois
$31M +$28.2M +280,378 +696%
UBS Group
6
UBS Group
Switzerland
$27.3M -$949K -9,429 -3%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$24.9M -$9.8M -97,388 -27%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$20.2M -$469K -4,657 -2%
Bank of America
9
Bank of America
North Carolina
$16.6M +$84K +835 +0.5%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$16.2M -$5.01M -49,796 -23%
Osaic Holdings
11
Osaic Holdings
Arizona
$13.5M +$582K +5,782 +4%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$12.5M +$6.02M +59,794 +87%
KWM
13
Kingsview Wealth Management
Oregon
$11.9M +$4.16M +41,334 +51%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$10.9M +$10.2M +101,315 +860%
RJA
15
Raymond James & Associates
Florida
$10.9M +$3.13M +31,060 +38%
IWC
16
Integrated Wealth Concepts
Massachusetts
$10.7M +$4.41M +43,851 +66%
AT
17
Arden Trust
Delaware
$9.68M -$2.53M -25,167 -20%
USCWA
18
U.S. Capital Wealth Advisors
Texas
$7.61M +$126K +1,254 +2%
Stifel Financial
19
Stifel Financial
Missouri
$7.4M -$1.31M -12,967 -14%
GM
20
GeoWealth Management
Illinois
$7.32M +$7.62M +75,692 New
CI
21
CX Institutional
Indiana
$7.18M +$3.89M +38,671 +109%
AAS
22
Avantax Advisory Services
Texas
$6.37M -$143K -1,423 -2%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$5.93M -$895K -8,893 -13%
SCA
24
Snowden Capital Advisors
New York
$5.86M -$74.9K -744 -1%
DADC
25
D.A. Davidson & Co
Montana
$5.56M -$164K -1,632 -3%
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