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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$82.4M +$790K +15,532 +1%
UBS Group
2
UBS Group
Switzerland
$49.3M +$4.84M +95,165 +11%
Wells Fargo
3
Wells Fargo
California
$44.6M +$1.11M +21,794 +3%
LPL Financial
4
LPL Financial
California
$25.9M +$2.9M +56,986 +12%
Goldman Sachs
5
Goldman Sachs
New York
$21.9M -$2.71M -53,332 -11%
JIP
6
Jaffetilchin Investment Partners
Florida
$19.5M -$574K -11,279 -3%
Bank of America
7
Bank of America
North Carolina
$16.4M -$222K -4,356 -1%
CCA
8
Clearwater Capital Advisors
Illinois
$14M -$574K -11,292 -4%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$13.9M +$14M +274,338 New
Stifel Financial
10
Stifel Financial
Missouri
$9.47M -$3.15K -62 -0%
Ameriprise
11
Ameriprise
Minnesota
$8.85M +$120K +2,366 +1%
TFA
12
Transamerica Financial Advisors
Florida
$4.36M +$1.12M +21,972 +34%
HFS
13
HL Financial Services
Kentucky
$4.26M +$223K +4,380 +5%
RJA
14
Raymond James & Associates
Florida
$3.93M -$736K -14,472 -16%
MFS
15
MSI Financial Services
Massachusetts
$2.57M +$1.3M +25,649 +102%
FAAS
16
First Allied Advisory Services
California
$2.43M +$256K +5,030 +12%
CS
17
Credit Suisse
Switzerland
$2.19M -$9.11M -179,201 -80%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.98M -$836K -16,437 -30%
KF
19
Krilogy Financial
Missouri
$1.96M -$3.16M -62,109 -62%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$1.94M -$2.85M -56,015 -59%
IA
21
IFP Advisors
Florida
$1.93M -$204K -4,018 -10%
DADC
22
D.A. Davidson & Co
Montana
$1.93M +$127K +2,495 +7%
SG Americas Securities
23
SG Americas Securities
New York
$1.87M -$7.16M -140,790 -79%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.8M +$657K +12,911 +57%
First Trust Advisors
25
First Trust Advisors
Illinois
$1.59M +$365K +7,186 +30%
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