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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$128M +$2.75M +24,129 +2%
LPL Financial
2
LPL Financial
California
$109M +$8.83M +77,416 +9%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$53.6M +$156K +1,365 +0.3%
Wells Fargo
4
Wells Fargo
California
$52.2M +$859K +7,539 +2%
UBS Group
5
UBS Group
Switzerland
$46.5M -$2.2M -19,322 -4%
Bank of America
6
Bank of America
North Carolina
$27.3M -$1.25M -10,953 -4%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$26.1M -$4.33M -38,022 -14%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$24.3M +$1.69M +14,846 +7%
First Trust Advisors
9
First Trust Advisors
Illinois
$20.6M -$366K -3,212 -2%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$16.5M +$171K +1,503 +1%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$15M -$194K -1,706 -1%
Truist Financial
12
Truist Financial
North Carolina
$12.2M -$165K -1,449 -1%
KAS
13
Kestra Advisory Services
Texas
$12.2M +$982K +8,614 +9%
Osaic Holdings
14
Osaic Holdings
Arizona
$11.1M +$755K +6,622 +7%
SMF
15
Sterling Manor Financial
New York
$10.5M +$6.98M +61,225 +183%
DADC
16
D.A. Davidson & Co
Montana
$9.28M +$239K +2,099 +3%
FPWM
17
FSB Premier Wealth Management
Iowa
$8.98M -$612K -5,369 -6%
GM
18
GeoWealth Management
Illinois
$7.54M +$7.74M +67,874 New
SW
19
Signify Wealth
Missouri
$7.05M +$7.23M +63,429 New
RJA
20
Raymond James & Associates
Florida
$6.87M -$44.6K -391 -0.6%
AAS
21
Avantax Advisory Services
Texas
$6.56M -$78K -684 -1%
HI
22
Harbour Investments
Wisconsin
$6.44M -$256K -2,243 -4%
KPWS
23
Kestra Private Wealth Services
Texas
$6.36M +$2.04M +17,867 +45%
IA
24
IFP Advisors
Florida
$6.29M +$43.4K +381 +0.7%
IWM
25
IHT Wealth Management
Illinois
$5.88M -$350K -3,070 -5%
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