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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$107M -$4.69M -68,709 -4%
Wells Fargo
2
Wells Fargo
California
$65.8M +$217K +3,186 +0.3%
UBS Group
3
UBS Group
Switzerland
$50.9M -$3.68M -53,927 -7%
LPL Financial
4
LPL Financial
California
$42.5M +$2.91M +42,743 +8%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$37.8M +$6.4M +93,845 +21%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$33.6M +$1.57M +23,084 +5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$27M -$1.35M -19,860 -5%
PI
8
PFS Investments
Georgia
$26.6M +$2.09M +30,614 +9%
Bank of America
9
Bank of America
North Carolina
$23.7M -$4.1M -60,124 -15%
First Trust Advisors
10
First Trust Advisors
Illinois
$18.2M +$534K +7,833 +3%
CCA
11
Clearwater Capital Advisors
Illinois
$14.2M -$1.54M -22,551 -10%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$12.6M +$516K +7,563 +4%
RJA
13
Raymond James & Associates
Florida
$11.6M -$71.1K -1,042 -0.6%
AG
14
Advisor Group
Arizona
$11.6M +$1.26M +18,448 +13%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$10.9M -$115K -1,688 -1%
MML Investors Services
16
MML Investors Services
Massachusetts
$7.51M -$67.8K -995 -0.9%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$6.89M +$1.71M +25,076 +34%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$6.83M +$638K +9,351 +11%
DADC
19
D.A. Davidson & Co
Montana
$6.57M +$450K +6,603 +8%
FAAS
20
First Allied Advisory Services
California
$5.8M +$153K +2,249 +3%
HI
21
Horizon Investments
North Carolina
$5.8M +$399K +5,849 +8%
IWM
22
IHT Wealth Management
Illinois
$5.47M -$83.1K -1,218 -2%
WI
23
Wintrust Investments
Illinois
$5.16M -$29.6K -434 -0.6%
SCA
24
Snowden Capital Advisors
New York
$5.1M -$12.4K -182 -0.3%
GIA
25
Gladstone Institutional Advisory
Florida
$5.08M +$3.54M +51,862 +255%
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