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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$118M -$115K -1,400 -0.1%
LPL Financial
2
LPL Financial
California
$71.5M -$3.99M -48,648 -5%
Wells Fargo
3
Wells Fargo
California
$52.5M -$944K -11,501 -2%
UBS Group
4
UBS Group
Switzerland
$41.8M -$2.92M -35,583 -7%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$40.2M -$1.66M -20,186 -4%
Bank of America
6
Bank of America
North Carolina
$24.6M -$586K -7,139 -2%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$23.4M -$5.12M -62,399 -18%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$17.9M +$2.06M +25,104 +13%
BFEC
9
Benjamin F. Edwards & Company
Missouri
$11M -$532K -6,481 -5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$10.9M -$2.13M -25,985 -17%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$10.6M -$3.16M -38,429 -23%
Truist Financial
12
Truist Financial
North Carolina
$9.87M +$8.57M +104,397 +793%
RJA
13
Raymond James & Associates
Florida
$9.81M +$3.05M +37,185 +47%
SG
14
Strid Group
Pennsylvania
$9.65M +$30.2K +368 +0.3%
AAS
15
Avantax Advisory Services
Texas
$8.55M +$1.01M +12,281 +14%
Osaic Holdings
16
Osaic Holdings
Arizona
$7.93M +$434K +5,288 +6%
First Trust Advisors
17
First Trust Advisors
Illinois
$7.39M +$4.9M +59,628 +210%
DADC
18
D.A. Davidson & Co
Montana
$7.08M -$252K -3,069 -4%
Stifel Financial
19
Stifel Financial
Missouri
$6.93M +$1.39M +16,916 +26%
MML Investors Services
20
MML Investors Services
Massachusetts
$5.79M -$244K -2,977 -4%
IA
21
IFP Advisors
Florida
$5.77M -$228K -2,777 -4%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$5.57M +$3.33M +40,575 +157%
SPC
23
Sigma Planning Corp
Michigan
$5.5M -$154K -1,873 -3%
KPWS
24
Kestra Private Wealth Services
Texas
$5.47M +$5.45M +66,315 New
WI
25
Wintrust Investments
Illinois
$5.3M -$514K -6,263 -9%
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