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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$121M -$6M -87,453 -5%
Wells Fargo
2
Wells Fargo
California
$87.5M +$4.69M +68,320 +6%
UBS Group
3
UBS Group
Switzerland
$47.6M -$135K -1,970 -0.3%
LPL Financial
4
LPL Financial
California
$33.6M +$3.33M +48,538 +11%
Bank of America
5
Bank of America
North Carolina
$28.2M +$1.5M +21,869 +6%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$26.3M +$431K +6,278 +2%
CCA
7
Clearwater Capital Advisors
Illinois
$18.4M -$600K -8,736 -3%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$17.8M +$13.8M +200,737 +388%
RJA
9
Raymond James & Associates
Florida
$14.6M -$609K -8,868 -4%
Ameriprise
10
Ameriprise
Minnesota
$14.5M +$456K +6,639 New
PI
11
PFS Investments
Georgia
$13.8M +$2.41M +35,056 +22%
First Trust Advisors
12
First Trust Advisors
Illinois
$13.4M +$3.25M +47,355 +33%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$12.1M +$17K +247 +0.1%
FAAS
14
First Allied Advisory Services
California
$11.7M +$430K +6,259 +4%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$11.1M +$64.6K +941 +0.6%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$10.1M +$4.15M +60,474 +73%
MML Investors Services
17
MML Investors Services
Massachusetts
$6.22M +$1.39M +20,237 +30%
Stifel Financial
18
Stifel Financial
Missouri
$5.42M +$288K +4,193 +6%
DADC
19
D.A. Davidson & Co
Montana
$5.38M +$328K +4,779 +7%
AG
20
Advisor Group
Arizona
$5.08M +$3.12M +45,419 +169%
SCA
21
Snowden Capital Advisors
New York
$5.06M -$182K -2,651 -4%
WI
22
Wintrust Investments
Illinois
$4.92M +$175K +2,546 +4%
IA
23
IFP Advisors
Florida
$4.81M -$62.8K -914 -1%
PGA
24
Premia Global Advisors
Florida
$4.8M -$1.07M -15,517 -19%
IWM
25
IHT Wealth Management
Illinois
$4.79M -$26K -379 -0.6%
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