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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$108M -$1.44M -20,587 -1%
LPL Financial
2
LPL Financial
California
$68.9M -$288K -4,098 -0.5%
Wells Fargo
3
Wells Fargo
California
$48.8M -$6.15M -87,603 -12%
UBS Group
4
UBS Group
Switzerland
$40.8M -$4.39M -62,624 -11%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$38.2M +$2.86M +40,708 +9%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$26.1M +$826K +11,777 +4%
Bank of America
7
Bank of America
North Carolina
$23M +$60.4K +861 +0.3%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$14.4M +$973K +13,870 +8%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$12.6M -$1.08M -15,448 -9%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$11.9M +$928K +13,230 +9%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$10.5M -$754K -10,744 -7%
SS
12
Simplicity Solutions
Minnesota
$9.43M +$7.68M +109,394 +800%
AWM
13
AE Wealth Management
Kansas
$9.31M +$7.95M +113,269 +1,378%
SG
14
Strid Group
Pennsylvania
$8.78M +$41.7K +595 +0.5%
Osaic Holdings
15
Osaic Holdings
Arizona
$7.05M +$419K +5,970 +7%
AAS
16
Avantax Advisory Services
Texas
$6.86M +$682K +9,720 +12%
DADC
17
D.A. Davidson & Co
Montana
$6.69M -$3.06M -43,561 -33%
RJA
18
Raymond James & Associates
Florida
$6.1M -$3.49M -49,707 -38%
MML Investors Services
19
MML Investors Services
Massachusetts
$5.51M -$1.49M -21,220 -23%
IA
20
IFP Advisors
Florida
$5.37M -$9.89K -141 -0.2%
WI
21
Wintrust Investments
Illinois
$5.31M -$363K -5,173 -7%
SPC
22
Sigma Planning Corp
Michigan
$5.16M +$527K +7,508 +13%
Stifel Financial
23
Stifel Financial
Missouri
$5.02M -$824K -11,742 -15%
IWM
24
IHT Wealth Management
Illinois
$4.68M -$33K -471 -0.8%
FAAS
25
First Allied Advisory Services
California
$4.41M -$114K -1,630 -3%
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