First Trust Mid Cap Growth AlphaDEX Fund
FNY
56 hedge funds and large institutions have $146M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 23 increasing their positions, 19 reducing their positions, and 8 closing their positions.
21% more repeat investments, than reductions
Existing positions increased: 23 | Existing positions reduced: 19
21% more capital invested
Capital invested by funds: $121M → $146M (+$25.4M)
13% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 8
2% more funds holding
Funds holding: 55 → 56 (+1)
0.33% less ownership
Funds ownership: 63.15% → 62.82% (-0.33%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$5.51M |
| 2 |
Ameriprise
Minneapolis,
Minnesota
|
+$2.53M |
| 3 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$1.87M |
| 4 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
+$1.16M |
| 5 |
MML Investors Services
Springfield,
Massachusetts
|
+$1.15M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
-$3.25M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$2.45M |
| 3 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
-$1.99M |
| 4 |
Goldman Sachs
New York
|
-$1.93M |
| 5 |
LA
LexAurum Advisors
Overland Park,
Kansas
|
-$1.59M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GWM
51
Geneos Wealth Management
Englewood,
Colorado
| $4K | +$1.28K | +31 | +48% |
|
52
JP Morgan Chase
New York
| $4K | +$3.9K | +94 | New |
|
|
TWM
53
Titus Wealth Management
Larskpur,
California
| $448 | -$67.8K | -1,635 | -14% |
|
|
APA
54
American Portfolios Advisors
Holbrook,
New York
| $86 | – | – | – |
|
|
55
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$2.45M | -67,498 | Closed |
|
|
LA
56
LexAurum Advisors
Overland Park,
Kansas
| – | -$1.59M | -43,919 | Closed |
|
57
Jane Street
New York
| – | -$1.02M | -28,122 | Closed |
|
|
NFG
58
Next Financial Group
Houston,
Texas
| – | -$566K | -15,626 | Closed |
|
59
Citadel Advisors
Miami,
Florida
| – | -$429K | -11,838 | Closed |
|
|
LI
60
LVZ Inc
Holland,
Michigan
| – | -$319K | -8,800 | Closed |
|
|
AIC
61
Ameritas Investment Company
Lincoln,
Nebraska
| – | -$43K | -1,192 | Closed |
|
|
LWA
62
Lenox Wealth Advisors
New York
| – | -$8K | -216 | Closed |
|
|
TRCT
63
Tower Research Capital (TRC)
New York
| – | -$5.18K | -125 | -96% |
|
FNY Hedge Fund Activity: Q1 2019 in Review
56 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q1 2019, worth a combined $146M — up 21% from $121M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new FNY positions and 8 closed out — a net gain of 1 holder — while 23 added to existing stakes and 19 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $5.51M. The largest seller was Carson Wealth (CWM LLC), cutting an estimated $3.25M.
- 56 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q1 2019, up from 55 in Q4 2018.
- Funds reported $146M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q1 2019, up 21% quarter-over-quarter.
- 9 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q1 2019 and 8 closed out, a net change of +1 holder.
- The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q1 2019 was Morgan Stanley, an estimated $5.51M added.
- The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q1 2019 was Carson Wealth (CWM LLC), an estimated $3.25M sold.
Based on aggregated 13F filings for Q1 2019.