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First Trust Mid Cap Growth AlphaDEX Fund
FNY

102 hedge funds and large institutions have $490M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2024 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 36 increasing their positions, 27 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 7

90% more capital invested

Capital invested by funds: $258M → $490M (+$232M)

33% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 27

9% more funds holding

Funds holding: 94 → 102 (+8)

0.88% more ownership

Funds ownership: 71.28% → 72.16% (+0.88%)

Holders
102
Holders Change
+8
Holders Change %
+8.51%
% of All Funds
1.34%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
36
Reduced
27
Closed
7
Calls
$248K
Puts
–
Net Calls
+$248K
Net Calls Change
+$9K

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$5.03M
2
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$3.04M
3
Morgan Stanley
Morgan Stanley
New York
+$2.98M
4
JSL
JT Stratford LLC
Georgia
+$1.46M
5
P
&Partners
Tennessee
+$1.35M

Top Sellers

Rank Fund Capital Flow
1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$5.28M
2
Wells Fargo
Wells Fargo
California
-$4.17M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.46M
4
KWM
Kingsview Wealth Management
Oregon
-$727K
5
TRCT
Tower Research Capital (TRC)
New York
-$618K
Name Holding Trade Value Shares
Change 		Change in
Stake
Northwestern Mutual Wealth Management
26
Northwestern Mutual Wealth Management
Wisconsin
$1.61M +$190K +2,294 +13%
EH
27
Equitable Holdings
New York
$1.47M -$12.3K -148 -0.8%
MIM
28
MTM Investment Management
South Carolina
$1.45M – – –
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$1.42M -$5.28M -63,668 -78%
JSL
30
JT Stratford LLC
Georgia
$1.41M +$1.46M +17,663 New
SA
31
Sylvest Advisors
Texas
$1.25M +$1.29M +15,603 New
BAS
32
Brueske Advisory Services
Washington
$1.14M +$1.19M +14,310 New
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$1.07M +$342K +4,121 +45%
AIA
34
AssuredPartners Investment Advisors
Florida
$961K +$996K +12,012 New
GSC
35
G&S Capital
Colorado
$947K +$981K +11,838 New
Comerica Bank
36
Comerica Bank
Texas
$909K +$109K +1,311 +13%
MML Investors Services
37
MML Investors Services
Massachusetts
$777K +$89.2K +1,076 +12%
BPWM
38
Black Point Wealth Management
Florida
$738K -$16.2K -196 -2%
CWA
39
Clarus Wealth Advisors
Arizona
$727K -$15.9K -192 -2%
NWWA
40
New Wave Wealth Advisors
Arkansas
$682K +$706K +8,523 New
GVAG
41
Great Valley Advisor Group
Delaware
$678K +$497 +6 +0.1%
Baird Financial Group
42
Baird Financial Group
Wisconsin
$668K +$59.2K +714 +9%
DWMS
43
Dominguez Wealth Management Solutions
Virginia
$649K +$6.88K +83 +1%
AWAG
44
ARS Wealth Advisors Group
Florida
$648K -$109K -1,313 -14%
WIA
45
World Investment Advisors
California
$626K +$649K +7,830 New
SFPG
46
Stonebridge Financial Planning Group
Florida
$604K – – –
PWM
47
Purus Wealth Management
California
$593K -$163K -1,969 -21%
SPC
48
Sigma Planning Corp
Michigan
$499K -$13.8K -166 -3%
SWP
49
Stratos Wealth Partners
Ohio
$484K -$76.9K -928 -13%
CWM
50
Cornerstone Wealth Management
Missouri
$465K – – –
1
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FNY Hedge Fund Activity: Q4 2024 in Review

102 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q4 2024, worth a combined $490M — up 90% from $258M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FNY positions and 7 closed out — a net gain of 11 holders — while 36 added to existing stakes and 27 trimmed.

The largest buyer was LPL Financial, adding an estimated $5.03M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $5.28M.

  • 102 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q4 2024, up from 94 in Q3 2024.
  • Funds reported $490M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q4 2024, up 90% quarter-over-quarter.
  • 18 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q4 2024 and 7 closed out, a net change of +11 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q4 2024 was LPL Financial, an estimated $5.03M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q4 2024 was Cambridge Investment Research Advisors, an estimated $5.28M sold.

Based on aggregated 13F filings for Q4 2024.