First Trust Mid Cap Growth AlphaDEX Fund
FNY
25 hedge funds and large institutions have $55.9M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 3 reducing their positions, and 3 closing their positions.
267% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 3
133% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 3
59% more capital invested
Capital invested by funds: $35.2M → $55.9M (+$20.7M)
19% more funds holding
Funds holding: 21 → 25 (+4)
6.95% more ownership
Funds ownership: 58.41% → 65.37% (+7%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Stifel Financial
St. Louis,
Missouri
|
+$7.1M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$4.11M |
| 3 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
+$3.42M |
| 4 |
LPL Financial
San Diego,
California
|
+$2.07M |
| 5 |
Morgan Stanley
New York
|
+$1.08M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$659K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$587K |
| 3 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
-$218K |
| 4 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$182K |
| 5 |
M&T Bank
Buffalo,
New York
|
-$121K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
26
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| – | -$182K | -6,200 | Closed |
|
27
Envestnet Asset Management
Chicago,
Illinois
| – | -$3K | -102 | Closed |
|
FNY Hedge Fund Activity: Q1 2015 in Review
25 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q1 2015, worth a combined $55.9M — up 59% from $35.2M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new FNY positions and 3 closed out — a net gain of 4 holders — while 11 added to existing stakes and 3 trimmed.
The largest buyer was Stifel Financial, opening a new position worth an estimated $7.1M. The largest seller was UBS Group, cutting an estimated $659K.
- 25 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q1 2015, up from 21 in Q4 2014.
- Funds reported $55.9M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q1 2015, up 59% quarter-over-quarter.
- 7 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q1 2015 and 3 closed out, a net change of +4 holders.
- The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q1 2015 was Stifel Financial, an estimated $7.1M added.
- The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q1 2015 was UBS Group, an estimated $659K sold.
Based on aggregated 13F filings for Q1 2015.