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First Trust Mid Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RA
101
RFG Advisory
Alabama
$326K -$172K -1,777 -33%
KAS
102
KPP Advisory Services
Kentucky
$322K +$337K +3,493 New
CS
103
Comerica Securities
Michigan
$309K -$2.51K -26 -0.8%
PNC Financial Services Group
104
PNC Financial Services Group
Pennsylvania
$309K +$676 +7 +0.2%
RG
105
Rathbones Group
United Kingdom
$296K +$7.34K +76 +2%
IFG
106
Independent Financial Group
California
$291K -$3.28K -34 -1%
WHG
107
Westwood Holdings Group
Texas
$268K -$91.2K -944 -24%
NWMG
108
National Wealth Management Group
Ohio
$268K -$6.47K -67 -2%
BBPWM
109
Blue Bell Private Wealth Management
Pennsylvania
$267K
AAS
110
Ameritas Advisory Services
Nebraska
$262K +$46.1K +477 +20%
FFA
111
Farther Finance Advisors
California
$257K -$43.6K -452 -14%
TC
112
TownSquare Capital
Utah
$249K +$262K +2,708 New
RJT
113
Raymond James Trust
Florida
$234K
ASN
114
Advisory Services Network
Georgia
$224K
FWP
115
FAS Wealth Partners
Kansas
$224K
AF
116
Allworth Financial
California
$221K +$97 +1 +0%
PTC
117
Private Trust Company
Ohio
$219K +$1.25K +13 +0.5%
WS
118
Wedbush Securities
California
$219K +$2.22K +23 +1%
BAM
119
Belpointe Asset Management
Nevada
$214K +$224K +2,320 New
BMCM
120
Burns Matteson Capital Management
New York
$211K +$221K +2,292 New
HPC
121
HM Payson & Co
Maine
$209K -$48.3K -500 -18%
CBFP
122
Cedar Brook Financial Partners
Ohio
$209K +$386 +4 +0.2%
MCM
123
MAI Capital Management
Ohio
$205K
IA
124
IFP Advisors
Florida
$192K -$628K -6,503 -76%
JP Morgan Chase
125
JP Morgan Chase
New York
$166K +$104K +1,077 +148%