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First Trust Mid Cap Value AlphaDEX Fund
FNK

51 hedge funds and large institutions have $166M invested in First Trust Mid Cap Value AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 15 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more capital invested

Capital invested by funds: $138M → $166M (+$28.3M)

13% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 15

8% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 12

0.14% more ownership

Funds ownership: 68.4% → 68.54% (+0.14%)

0% more funds holding

Funds holding: 51 → 51 (0)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
51
Holders Change
–
Holders Change %
0%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
17
Reduced
15
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$8.57M
2
Wells Fargo
Wells Fargo
California
+$7.25M
3
BFEC
Benjamin F. Edwards & Company
Missouri
+$5.84M
4
RA
RiverTree Advisors
Florida
+$3.99M
5
RJA
Raymond James & Associates
Florida
+$3.81M

Top Sellers

Rank Fund Capital Flow
1
HIS
Harvest Investment Services
Illinois
-$2.36M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$2.36M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.74M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$1.6M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.37M
Name Holding Trade Value Shares
Change 		Change in
Stake
TA
26
TKG Advisors
Indiana
$560K -$59.2K -1,276 -10%
PAG
27
Private Advisor Group
New Jersey
$536K -$99.6K -2,147 -16%
PFS
28
Prospera Financial Services
Texas
$473K +$471K +10,150 New
KP
29
Keel Point
Alabama
$414K +$52.4K +1,130 +15%
MOS
30
MGO One Seven
Ohio
$381K +$129K +2,790 +52%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$368K +$366K +7,897 New
DADC
32
D.A. Davidson & Co
Montana
$323K -$3.29K -71 -1%
ASN
33
Advisory Services Network
Georgia
$278K -$42.9K -926 -13%
Thrivent Financial for Lutherans
34
Thrivent Financial for Lutherans
Minnesota
$270K +$269K +5,800 New
IFG
35
Independent Financial Group
California
$250K +$248K +5,355 New
FFA
36
Founders Financial Alliance
North Carolina
$132K – – –
S
37
SignatureFD
Georgia
$110K +$109K +2,356 New
SPIA
38
Steward Partners Investment Advisory
New York
$64K – – –
CAL
39
Capital Analysts LLC
Pennsylvania
$43K +$20.2K +435 +89%
GTAM
40
Global Trust Asset Management
Florida
$33K -$4.54K -98 -12%
APA
41
American Portfolios Advisors
New York
$27K – – –
TFA
42
Transamerica Financial Advisors
Florida
$25K -$9.28K -200 -27%
GWM
43
Geneos Wealth Management
Colorado
$18K +$18.5K +400 New
CFGS
44
Concourse Financial Group Securities
Alabama
$17K -$5.57K -120 -25%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$11K +$46 +1 +0.4%
PP
46
Pacifica Partners
Canada
$11K +$10.9K +236 New
GEA
47
Glen Eagle Advisors
New Jersey
$9.32K – – –
TRCT
48
Tower Research Capital (TRC)
New York
$8K -$209K -4,505 -96%
CAPTRUST Financial Advisors
49
CAPTRUST Financial Advisors
North Carolina
$5K – – –
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
$2K +$2.37K +51 New
1
2
3

FNK Hedge Fund Activity: Q1 2022 in Review

51 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q1 2022, worth a combined $166M — up 21% from $138M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FNK positions and 12 closed out — a net gain of 1 holder — while 17 added to existing stakes and 15 trimmed.

The largest buyer was LPL Financial, adding an estimated $8.57M. The largest seller was Harvest Investment Services, exiting entirely with an estimated $2.36M sold.

  • 51 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q1 2022, unchanged from Q4 2021.
  • Funds reported $166M of First Trust Mid Cap Value AlphaDEX Fund stock for Q1 2022, up 21% quarter-over-quarter.
  • 13 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q1 2022 and 12 closed out, a net change of +1 holder.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q1 2022 was LPL Financial, an estimated $8.57M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q1 2022 was Harvest Investment Services, an estimated $2.36M sold.

Based on aggregated 13F filings for Q1 2022.