Independent Financial Group’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

Independent Financial Group’s Portfolio FNK Stock Details FNK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-5,888	Closed	-$263K	–	975
2023 Q3	$263K	Sell	5,888 -29	-0.5%	-$1.35K	0.02%	714
2023 Q2	$270K	Buy	5,917 +226	+4%	+$9.75K	0.02%	684
2023 Q1	$249K	Buy	5,691 +93	+2%	+$4.25K	0.02%	694
2022 Q4	$241K	Hold	5,598	–	–	0.02%	651
2022 Q3	$214K	Buy	5,598 +110	+2%	+$4.72K	0.02%	648
2022 Q2	$223K	Buy	5,488 +133	+2%	+$5.88K	0.02%	604
2022 Q1	$250K	Buy	+5,355	New	+$248K	0.02%	672

Other funds holding FNK

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Independent Financial Group's FNK Position: Q4 2023 in Review

Independent Financial Group sold out of First Trust Mid Cap Value AlphaDEX Fund (FNK) in Q4 2023, closing a stake of 5,888 shares — an estimated $263K sold.

Independent Financial Group first reported a position in FNK in Q1 2022 and held it in 7 quarters. The position peaked at $270K in Q2 2023. 58 funds tracked by Wall St. Rank hold FNK as of Q4 2023.

Independent Financial Group reported no remaining First Trust Mid Cap Value AlphaDEX Fund position as of Q4 2023 after selling out during the quarter.
Independent Financial Group sold 5,888 First Trust Mid Cap Value AlphaDEX Fund shares in Q4 2023, an estimated $263K.
Independent Financial Group first reported a position in First Trust Mid Cap Value AlphaDEX Fund in Q1 2022 and held it in 7 quarters.
Independent Financial Group's First Trust Mid Cap Value AlphaDEX Fund position peaked at $270K in Q2 2023.
58 funds tracked by Wall St. Rank held First Trust Mid Cap Value AlphaDEX Fund as of Q4 2023.

Based on Independent Financial Group's 13F filing for Q4 2023, filed 12 Jun 2026.