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First Trust Mid Cap Value AlphaDEX Fund

51 hedge funds and large institutions have $138M invested in First Trust Mid Cap Value AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

86% more capital invested

Capital invested by funds: $74M → $138M (+$63.6M)

80% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 10

24% more funds holding

Funds holding: 4151 (+10)

8.89% more ownership

Funds ownership: 59.51%68.4% (+8.9%)

Holders
51
Holders Change
+10
Holders Change %
+24.39%
% of All Funds
0.78%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
18
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SPC
26
Sigma Planning Corp
Michigan
$584K -$2.26M -48,571 -80%
Jane Street
27
Jane Street
New York
$547K +$540K +11,619 New
CAN
28
Cetera Advisor Networks
California
$462K -$31.3K -673 -6%
CA
29
Calton & Associates
Florida
$379K +$12.2K +262 +3%
KP
30
Keel Point
Alabama
$365K -$98K -2,111 -21%
DADC
31
D.A. Davidson & Co
Montana
$329K -$511 -11 -0.2%
ASN
32
Advisory Services Network
Georgia
$324K +$320K +6,880 New
KAS
33
Kestra Advisory Services
Texas
$284K +$1.16K +25 +0.4%
Thrivent Financial for Lutherans
34
Thrivent Financial for Lutherans
Minnesota
$262K
MOS
35
MGO One Seven
Ohio
$253K
TRCT
36
Tower Research Capital (TRC)
New York
$221K -$555K -11,957 -72%
MCC
37
Money Concepts Capital
Florida
$207K +$204K +4,402 New
HI
38
Harbour Investments
Wisconsin
$135K +$6.04K +130 +5%
FFA
39
Founders Financial Alliance
North Carolina
$133K
SPIA
40
Steward Partners Investment Advisory
New York
$65K +$46.4K +1,000 +262%
GTAM
41
Global Trust Asset Management
Florida
$38K +$37.2K +802 New
TFA
42
Transamerica Financial Advisors
Florida
$35K +$34K +732 New
APA
43
American Portfolios Advisors
New York
$27.3K
CA
44
Cornerstone Advisory
Maryland
$24K +$23.5K +505 New
CFGS
45
Concourse Financial Group Securities
Alabama
$23K
CAL
46
Capital Analysts LLC
Pennsylvania
$23K +$22.7K +488 New
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$11K
GEA
48
Glen Eagle Advisors
New Jersey
$9.42K
FHC
49
First Heartland Consultants
Missouri
$7.4K +$789K +16,977 +12%
CA
50
CoreCap Advisors
Michigan
$7K +$6.55K +141 New

FNK Hedge Fund Activity: Q4 2021 in Review

51 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q4 2021, worth a combined $138M — up 86% from $74M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FNK positions and 4 closed out — a net gain of 10 holders — while 18 added to existing stakes and 10 trimmed.

The largest buyer was Total Investment Management, opening a new position worth an estimated $47.3M. The largest seller was Stratos Wealth Partners, exiting entirely with an estimated $2.62M sold.

  • 51 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q4 2021, up from 41 in Q3 2021.
  • Funds reported $138M of First Trust Mid Cap Value AlphaDEX Fund stock for Q4 2021, up 86% quarter-over-quarter.
  • 14 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q4 2021 and 4 closed out, a net change of +10 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q4 2021 was Total Investment Management, an estimated $47.3M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q4 2021 was Stratos Wealth Partners, an estimated $2.62M sold.

Based on aggregated 13F filings for Q4 2021.