FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

73 hedge funds and large institutions have $104M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 23 increasing their positions, 22 reducing their positions, and 6 closing their positions.

Holders
73
Holders Change
-4
Holders Change %
-5.19%
% of All Funds
1.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
23
Reduced
22
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAG
1
Private Advisor Group
New Jersey
$1.75M
2
LPL Financial
2
LPL Financial
California
$9.51M
3
HighTower Advisors
3
HighTower Advisors
Illinois
$885K
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$3.61M
5
RJA
5
Raymond James & Associates
Florida
$693K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.19M
2
Invesco
2
Invesco
Georgia
$4.16M
3
GC
3
Guggenheim Capital
Illinois
$1.74M
4
UBS Group
4
UBS Group
Switzerland
$2.58M
5
NL
5
NWAM LLC
Washington
$3.62M
Name Market Value Shares Shares
Change 		Shares
Change %
PSUF
51
People's United Financial
Connecticut
$101K 4,954 – –
Bank of Montreal
52
Bank of Montreal
Ontario, Canada
$94K 4,621 – –
WEC
53
Winslow Evans & Crocker
Massachusetts
$89.7K 4,406 – –
AAM
54
Advisors Asset Management
Colorado
$87K 4,287 -128 -3%
CAPTRUST Financial Advisors
55
CAPTRUST Financial Advisors
North Carolina
$80K 3,918 +1,647 +73%
TFA
56
Transamerica Financial Advisors
Florida
$74K 3,623 +3,123 +625%
MFS
57
MSI Financial Services
Massachusetts
$64K 3,138 +27 +0.9%
NSIM
58
North Star Investment Management
Illinois
$43K 2,098 – –
LWM
59
Lenox Wealth Management
Ohio
$40K 1,950 – –
DADC
60
D.A. Davidson & Co
Montana
$26K 1,300 – –
Citigroup
61
Citigroup
New York
$25K 1,230 – –
FAM
62
Formidable Asset Management
Ohio
$22K 1,100 – –
SIG
63
Stanford Investment Group
California
$21K 1,035 – –
NFG
64
Next Financial Group
Texas
$18K 900 – –
CFA
65
Carroll Financial Associates
North Carolina
$16K 800 – –
IA
66
IFP Advisors
Florida
$15K 800 -9,886 -93%
WTB
67
Washington Trust Bank
Washington
$13K 650 +400 +160%
DBT
68
Dubuque Bank & Trust
Iowa
$11K 535 – –
JIC
69
Joel Isaacson & Co
New York
$9K 450 – –
AWM
70
Avior Wealth Management
Nebraska
$8K 414 – –
OSNBOA
71
Old Second National Bank of Aurora
Illinois
$3K 150 -350 -70%
Deutsche Bank
72
Deutsche Bank
Germany
$2K 117 – –
PCM
73
Penserra Capital Management
California
$9 468 -48 -9%
CIA
74
Capital Investment Advisors
Georgia
– – -18,996 Closed
SBIA
75
Sheaff Brock Investment Advisors
Indiana
– – -10,620 Closed
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3
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