Sheaff Brock Investment Advisors’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-14,425	Closed	-$313K	–	550
2021 Q4	$313K	Buy	14,425 +500	+4%	+$11K	0.02%	368
2021 Q3	$310K	Hold	13,925	–	–	0.02%	364
2021 Q2	$317K	Hold	13,925	–	–	0.02%	352
2021 Q1	$326K	Hold	13,925	–	–	0.03%	333
2020 Q4	$326K	Sell	13,925 -1,500	-10%	-$33.3K	0.03%	312
2020 Q3	$323K	Buy	+15,425	New	+$327K	0.03%	288
2018 Q4	–	Sell	-10,566	Closed	-$193K	–	490
2018 Q3	$193K	Buy	10,566 +101	+1%	+$1.92K	0.02%	460
2018 Q2	$198K	Buy	10,465 +100	+1%	+$1.87K	0.02%	469
2018 Q1	$197K	Buy	10,365 +98	+1%	+$1.89K	0.02%	470
2017 Q4	$210K	Sell	10,267 -1,907	-16%	-$39.8K	0.03%	445
2017 Q3	$261K	Buy	12,174 +92	+0.8%	+$1.96K	0.03%	396
2017 Q2	$265K	Buy	12,082 +96	+0.8%	+$2.04K	0.03%	418
2017 Q1	$246K	Buy	+11,986	New	+$238K	0.03%	451
2016 Q1	–	Sell	-10,620	Closed	-$213K	–	648
2015 Q4	$213K	Buy	+10,620	New	+$211K	0.02%	493

Other funds holding FFC

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Golden Green Seneca, South Carolina $97.4M AUM 20.83% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Sheaff Brock Investment Advisors's FFC Position: Q1 2022 in Review

Sheaff Brock Investment Advisors sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q1 2022, closing a stake of 14,425 shares — an estimated $313K sold.

Sheaff Brock Investment Advisors first reported a position in FFC in Q4 2015 and held it in 14 quarters. The position peaked at $326K in Q1 2021. 100 funds tracked by Wall St. Rank hold FFC as of Q1 2022.

Sheaff Brock Investment Advisors reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q1 2022 after selling out during the quarter.
Sheaff Brock Investment Advisors sold 14,425 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q1 2022, an estimated $313K.
Sheaff Brock Investment Advisors first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q4 2015 and held it in 14 quarters.
Sheaff Brock Investment Advisors's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $326K in Q1 2021.
100 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q1 2022.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2022, filed 6 May 2022.