FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

78 hedge funds and large institutions have $82.7M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2015 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 23 increasing their positions, 22 reducing their positions, and 7 closing their positions.

Holders
78
Holders Change
+3
Holders Change %
+4%
% of All Funds
2.18%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
10
Increased
23
Reduced
22
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UCFA
1
United Capital Financial Advisors
Texas
$1.32M
2
AF
2
Affiance Financial
Minnesota
$1.93M
3
Northern Trust
3
Northern Trust
Illinois
$601K
4
CCM
4
Covington Capital Management
California
$4.74M
5
TFF
5
The Family Firm
Maryland
$1.34M

Top Sellers

1
NL
1
NWAM LLC
Washington
$0
2
GC
2
Guggenheim Capital
Illinois
$4.75M
3
LPL Financial
3
LPL Financial
California
$3.45M
4
Cohen & Steers
4
Cohen & Steers
New York
$2.32M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.58M
Name Market Value Shares Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$680K 36,260 -3,326 -8%
Northern Trust
27
Northern Trust
Illinois
$601K 32,049 +32,049 New
ICAS
28
Investors Capital Advisory Services
Massachusetts
$514K 27,434 +550 +2%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$511K 27,200 +1,900 +8%
OC
30
Oppenheimer & Co
New York
$465K 24,796 -994 -4%
PAG
31
Private Advisor Group
New Jersey
$445K 23,742 -159 -0.7%
CA
32
Cetera Advisors
Colorado
$441K 23,423 -500 -2%
SPC
33
Sigma Planning Corp
Michigan
$384K 20,453 +2,801 +16%
CIA
34
Capital Investment Advisors
Georgia
$356K 18,988 +291 +2%
BAM
35
Bruderman Asset Management
New York
$325K 17,334 +12,602 +266%
TIA
36
Tiemann Investment Advisors
California
$321K 17,100 +17,100 New
SIA
37
Sit Investment Associates
Minnesota
$281K 15,000 – –
WA
38
WFG Advisors
Texas
$251K 13,386 -1,446 -10%
VKH
39
Virtu KCG Holdings
New York
$229K 12,214 -7,868 -39%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$227K 12,119 +12,119 New
HighTower Advisors
41
HighTower Advisors
Illinois
$211K 11,258 +1,000 +10%
CWM
42
Concert Wealth Management
California
$207K 11,045 -750 -6%
US Bancorp
43
US Bancorp
Minnesota
$206K 10,991 +10,829 +6,685%
BRWA
44
B. Riley Wealth Advisors
Florida
$197K 10,480 -499 -5%
VFS
45
VSR Financial Services
Kansas
$188K 10,000 – –
NEPWA
46
New England Private Wealth Advisors
Massachusetts
$188K 10,000 +10,000 New
SF
47
Synovus Financial
Georgia
$119K 6,373 -830 -12%
WT
48
Whittier Trust
California
$100K 5,328 – –
PSUF
49
People's United Financial
Connecticut
$93K 4,954 – –
Creative Planning
50
Creative Planning
Kansas
$83K 4,444 +4,444 New
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2
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