Northern Trust
FFC

Northern Trust’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Northern Trust’s Portfolio FFC Stock Details FFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-32,049
Closed -$601K – 4294
2015
Q3 		$601K Buy
+32,049
New +$600K ﹤0.01% 3451

Other funds holding FFC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
CCM
Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Northern Trust's FFC Position: Q4 2015 in Review

Northern Trust sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q4 2015, closing a stake of 32,049 shares — an estimated $601K sold.

Northern Trust first reported a position in FFC in Q3 2015 and held it in 1 quarter. The position peaked at $601K in Q3 2015. 77 funds tracked by Wall St. Rank hold FFC as of Q4 2015.

  • Northern Trust reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q4 2015 after selling out during the quarter.
  • Northern Trust sold 32,049 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q4 2015, an estimated $601K.
  • Northern Trust first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q3 2015 and held it in 1 quarter.
  • Northern Trust's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $601K in Q3 2015.
  • 77 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2015.

Based on Northern Trust's 13F filing for Q4 2015, filed 12 Feb 2016.