FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

73 hedge funds and large institutions have $101M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 8 closing their positions.

Holders
73
Holders Change
–
Holders Change %
0%
% of All Funds
1.95%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
10
Increased
24
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAG
1
Private Advisor Group
New Jersey
$486K
2
ICAS
2
Investors Capital Advisory Services
Massachusetts
$348K
3
CCM
3
Covington Capital Management
California
$4.28M
4
Invesco
4
Invesco
Georgia
$6.16M
5
UBS Group
5
UBS Group
Switzerland
$3.15M

Top Sellers

1
IMS
1
Index Management Solutions
Pennsylvania
$0
2
GC
2
Guggenheim Capital
Illinois
$8.22M
3
Cohen & Steers
3
Cohen & Steers
New York
$4.12M
4
WA
4
WFG Advisors
Texas
$371K
5
NL
5
NWAM LLC
Washington
$4.33M
Name Market Value Shares Shares
Change 		Shares
Change %
NPC
26
National Planning Corporation
California
$513K 25,004 -15,612 -38%
PAG
27
Private Advisor Group
New Jersey
$486K 23,901 +23,901 New
CA
28
Cetera Advisors
Colorado
$463K 22,923 +514 +2%
CIA
29
Capital Investment Advisors
Georgia
$388K 19,097 -2,105 -10%
WA
30
WFG Advisors
Texas
$371K 18,260 -30,971 -63%
SPC
31
Sigma Planning Corp
Michigan
$358K 17,603 +2,496 +17%
ICAS
32
Investors Capital Advisory Services
Massachusetts
$348K 17,147 +17,147 New
MBT
33
Montecito Bank & Trust
California
$342K 16,800 -2,580 -13%
SIA
34
Sit Investment Associates
Minnesota
$305K 15,000 – –
SGCA
35
Steel Grove Capital Advisors
Tennessee
$292K 14,337 +14,337 New
VKH
36
Virtu KCG Holdings
New York
$253K 12,416 -7,375 -37%
AF
37
Affiance Financial
Minnesota
$237K 11,670 +11,670 New
BRWA
38
B. Riley Wealth Advisors
Florida
$223K 10,979 -11,579 -51%
HighTower Advisors
39
HighTower Advisors
Illinois
$209K 10,258 – –
VFS
40
VSR Financial Services
Kansas
$203K 10,000 -4,171 -29%
SF
41
Synovus Financial
Georgia
$140K 6,879 +4,098 +147%
MWAN
42
Mariner Wealth Advisors (NYC)
Kansas
$117K 5,770 +5,770 New
MFS
43
MSI Financial Services
Massachusetts
$109K 5,340 +4,819 +925%
WT
44
Whittier Trust
California
$108K 5,328 – –
PSUF
45
People's United Financial
Connecticut
$101K 4,954 – –
BAM
46
Bruderman Asset Management
New York
$97K 4,789 +4,789 New
Creative Planning
47
Creative Planning
Kansas
$91K 4,473 +2,807 +168%
WEC
48
Winslow Evans & Crocker
Massachusetts
$89.6K 4,406 – –
ASN
49
Advisory Services Network
Georgia
$73K 3,600 – –
Citigroup
50
Citigroup
New York
$65K 3,188 +1,958 +159%
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