FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

63 hedge funds and large institutions have $105M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2014 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 11 reducing their positions, and 9 closing their positions.

Holders
63
Holders Change
-2
Holders Change %
-3.08%
% of All Funds
1.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
21
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$11.1M
2
ADBIC
2
A.D. Beadell Investment Counsel
Wisconsin
$1.91M
3
NL
3
NWAM LLC
Washington
$4.26M
4
GC
4
Guggenheim Capital
Illinois
$7.43M
5
Bank of America
5
Bank of America
North Carolina
$8.52M

Top Sellers

1
Cohen & Steers
1
Cohen & Steers
New York
$5.54M
2
FFA
2
First Foundation Advisors
California
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$10M
4
OC
4
Oppenheimer & Co
New York
$0
5
Goldman Sachs
5
Goldman Sachs
New York
$203K
Name Market Value Shares Shares
Change 		Shares
Change %
MBT
26
Montecito Bank & Trust
California
$425K 21,699 – –
CA
27
Cetera Advisors
Colorado
$416K 21,159 +21,159 New
CIA
28
Capital Investment Advisors
Georgia
$413K 21,092 +1,575 +8%
AIG
29
American International Group
New York
$396K 20,187 -208 -1%
FAAS
30
First Allied Advisory Services
California
$384K 19,568 +19,568 New
VFS
31
VSR Financial Services
Kansas
$356K 18,144 – –
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$336K 17,090 +400 +2%
SGCA
33
Steel Grove Capital Advisors
Tennessee
$307K 15,669 – –
SIA
34
Sit Investment Associates
Minnesota
$294K 15,000 – –
RJFSA
35
Raymond James Financial Services Advisors
Florida
$252K 12,850 +760 +6%
Jane Street
36
Jane Street
New York
$237K 12,098 +12,098 New
BRWA
37
B. Riley Wealth Advisors
Florida
$221K 22,542 +11,271 +100%
Goldman Sachs
38
Goldman Sachs
New York
$203K 10,351 -15,395 -60%
CWM
39
Concert Wealth Management
California
$199K 10,495 – –
GEM
40
Global Endowment Management
North Carolina
$196K 10,000 – –
WT
41
Whittier Trust
California
$104K 5,328 – –
PSUF
42
People's United Financial
Connecticut
$97K 4,954 – –
WEC
43
Winslow Evans & Crocker
Massachusetts
$86.4K 4,406 – –
GGPS
44
Gary Goldberg Planning Services
New York
$82K 4,190 +90 +2%
NSIM
45
North Star Investment Management
Illinois
$57K 2,926 – –
SF
46
Synovus Financial
Georgia
$55K 2,781 – –
PTC
47
Private Trust Company
Ohio
$41K 2,100 – –
CAPTRUST Financial Advisors
48
CAPTRUST Financial Advisors
North Carolina
$35K 1,770 – –
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$32K 1,650 -600 -27%
Citigroup
50
Citigroup
New York
$24K 1,230 – –
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2
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