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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

63 hedge funds and large institutions have $105M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2014 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 11

14% more capital invested

Capital invested by funds: $91.6M → $105M (+$12.9M)

1.32% more ownership

Funds ownership: 10.25%11.58% (+1.3%)

3% less funds holding

Funds holding: 6563 (-2)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

Holders
63
Holders Change
-2
Holders Change %
-3.08%
% of All Funds
1.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
21
Reduced
11
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MBT
26
Montecito Bank & Trust
California
$425K
CA
27
Cetera Advisors
Colorado
$416K +$420K +21,159 New
CIA
28
Capital Investment Advisors
Georgia
$413K +$31.3K +1,575 +8%
AIG
29
American International Group
New York
$396K -$4.13K -208 -1%
FAAS
30
First Allied Advisory Services
California
$384K +$389K +19,568 New
VFS
31
VSR Financial Services
Kansas
$356K
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$336K +$7.95K +400 +2%
SGCA
33
Steel Grove Capital Advisors
Tennessee
$307K
SIA
34
Sit Investment Associates
Minnesota
$294K
RJFSA
35
Raymond James Financial Services Advisors
Florida
$252K +$15.1K +760 +6%
Jane Street
36
Jane Street
New York
$237K +$240K +12,098 New
BRWA
37
B. Riley Wealth Advisors
Florida
$221K +$224K +11,271 +100%
Goldman Sachs
38
Goldman Sachs
New York
$203K -$306K -15,395 -60%
CWM
39
Concert Wealth Management
California
$199K
GEM
40
Global Endowment Management
North Carolina
$196K
WT
41
Whittier Trust
California
$104K
PSUF
42
People's United Financial
Connecticut
$97K
WEC
43
Winslow Evans & Crocker
Massachusetts
$86.4K
GGPS
44
Gary Goldberg Planning Services
New York
$82K +$1.79K +90 +2%
NSIM
45
North Star Investment Management
Illinois
$57K
SF
46
Synovus Financial
Georgia
$55K
PTC
47
Private Trust Company
Ohio
$41K
CAPTRUST Financial Advisors
48
CAPTRUST Financial Advisors
North Carolina
$35K
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$32K -$11.9K -600 -27%
Citigroup
50
Citigroup
New York
$24K

FFC Hedge Fund Activity: Q2 2014 in Review

63 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q2 2014, worth a combined $105M — up 14% from $91.6M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FFC and 7 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 21 added.

The largest buyer was UBS, adding an estimated $5.85M. The largest seller was Cohen & Steers, cutting an estimated $860K.

  • 63 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q2 2014, down from 65 in Q1 2014.
  • Funds reported $105M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q2 2014, up 14% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q2 2014 and 9 closed out, a net change of -2 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q2 2014 was UBS, an estimated $5.85M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q2 2014 was Cohen & Steers, an estimated $860K sold.

Based on aggregated 13F filings for Q2 2014.