FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

65 hedge funds and large institutions have $83.8M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 14 increasing their positions, 26 reducing their positions, and 11 closing their positions.

Holders
65
Holders Change
+1
Holders Change %
+1.56%
% of All Funds
1.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
14
Reduced
26
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
1
Oxbow Advisors
Texas
$7.06M
2
MCC
2
Mid Continent Capital
Illinois
$4.56M
3
PRCM
3
Pine River Capital Management
Minnesota
$1.03M
4
SG Americas Securities
4
SG Americas Securities
New York
$774K
5
WAM
5
Weiss Asset Management
Massachusetts
$705K

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$0
2
IH
2
IFC Holdings
Florida
$0
3
Bank of America
3
Bank of America
North Carolina
$6.55M
4
Morgan Stanley
4
Morgan Stanley
New York
$9.84M
5
FAAS
5
First Allied Advisory Services
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
OC
26
Oppenheimer & Co
New York
$449K 25,664 -666 -3%
MBT
27
Montecito Bank & Trust
California
$432K 24,662 -18,255 -43%
VFS
28
VSR Financial Services
Kansas
$431K 24,632 +24,632 New
AIG
29
American International Group
New York
$335K 19,138 +118 +0.6%
SGCA
30
Steel Grove Capital Advisors
Tennessee
$291K 16,608 – –
CIA
31
Capital Investment Advisors
Georgia
$286K 16,347 +16,347 New
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$274K 15,661 +249 +2%
SIA
33
Sit Investment Associates
Minnesota
$262K 15,000 – –
RJA
34
Raymond James & Associates
Florida
$245K 13,987 -1,240 -8%
ACP
35
Aviance Capital Partners
Florida
$213K 12,169 -5,475 -31%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$212K 12,090 – –
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$212K 12,090 +6,009 +99%
CWM
38
Concert Wealth Management
California
$202K 11,395 -1,000 -8%
Barclays
39
Barclays
United Kingdom
$201K 11,847 +6,525 +123%
BRWA
40
B. Riley Wealth Advisors
Florida
$197K 11,271 +6,230 +124%
GEM
41
Global Endowment Management
North Carolina
$175K 10,000 +10,000 New
WT
42
Whittier Trust
California
$166K 9,485 +9,485 New
Deutsche Bank
43
Deutsche Bank
Germany
$115K 6,617 +5,583 +540%
PSUF
44
People's United Financial
Connecticut
$87K 4,954 – –
WEC
45
Winslow Evans & Crocker
Massachusetts
$77K 4,406 +4,406 New
ASN
46
Advisory Services Network
Georgia
$66K 3,750 +3,750 New
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
$50K 2,800 – –
SF
48
Synovus Financial
Georgia
$49K 2,781 -2,838 -51%
PTC
49
Private Trust Company
Ohio
$37K 2,100 – –
SMU
50
Signet Management USA
Virginia
$36K 2,076 +2,076 New
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