FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

64 hedge funds and large institutions have $86.4M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 4 closing their positions.

Holders
64
Holders Change
+6
Holders Change %
+10.34%
% of All Funds
2.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
19
Reduced
20
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$11.2M
2
CS
2
Credit Suisse
Switzerland
$2.39M
3
OA
3
Oxbow Advisors
Texas
$4.59M
4
MCC
4
Mid Continent Capital
Illinois
$2.6M
5
BTS
5
BB&T Securities
Virginia
$5.98M

Top Sellers

1
IH
1
IFC Holdings
Florida
$1.95M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.44M
3
Bank of America
3
Bank of America
North Carolina
$7.49M
4
RJA
4
Raymond James & Associates
Florida
$275K
5
WS
5
Wedbush Securities
California
$203K
Name Market Value Shares Shares
Change 		Shares
Change %
FFA
26
First Foundation Advisors
California
$582K 32,307 +4,742 +17%
OC
27
Oppenheimer & Co
New York
$475K 26,330 +811 +3%
AIG
28
American International Group
New York
$343K 19,020 -2,334 -11%
ACP
29
Aviance Capital Partners
Florida
$318K 17,644 -7,000 -28%
SGCA
30
Steel Grove Capital Advisors
Tennessee
$299K 16,608 – –
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$278K 15,412 +15,412 New
RJA
32
Raymond James & Associates
Florida
$275K 15,227 -32,339 -68%
SIA
33
Sit Investment Associates
Minnesota
$270K 15,000 – –
Comerica Bank
34
Comerica Bank
Texas
$270K 15,000 – –
CWM
35
Concert Wealth Management
California
$227K 12,395 +12,395 New
RJFSA
36
Raymond James Financial Services Advisors
Florida
$218K 12,090 -11,883 -50%
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$217K 12,020 +6,600 +122%
WS
38
Wedbush Securities
California
$203K 11,245 -26,518 -70%
Ameriprise
39
Ameriprise
Minnesota
$154K 8,567 -2,352 -22%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$109K 6,081 – –
SF
41
Synovus Financial
Georgia
$101K 5,619 +19 +0.3%
Barclays
42
Barclays
United Kingdom
$96K 5,322 +3,850 +262%
BRWA
43
B. Riley Wealth Advisors
Florida
$91K 5,041 +402 +9%
USGIU
44
U.S. Global Investors (USGI)
Texas
$90K 5,000 +5,000 New
PSUF
45
People's United Financial
Connecticut
$89K 4,954 – –
TRCT
46
Tower Research Capital (TRC)
New York
$54K 3,000 +3,000 New
GGPS
47
Gary Goldberg Planning Services
New York
$52K 2,900 – –
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$51K 2,800 – –
PTC
49
Private Trust Company
Ohio
$38K 2,100 – –
CAPTRUST Financial Advisors
50
CAPTRUST Financial Advisors
North Carolina
$32K 1,770 – –
1
2
3